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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OESX icon
576
Orion Energy Systems
OESX
$80.6M
$1K ﹤0.01%
+20
New +$821
PNR icon
577
Pentair
PNR
$11B
$1K ﹤0.01%
16
– –
BCIC
578
BCP Investment Corp
BCIC
$92.9M
$1K ﹤0.01%
+15
New +$1.05K
SHM icon
579
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1K ﹤0.01%
14
– –
TDC icon
580
Teradata
TDC
$2.55B
$1K ﹤0.01%
13
– –
UEC icon
581
Uranium Energy
UEC
$5.57B
$1K ﹤0.01%
440
– –
UIS icon
582
Unisys
UIS
$217M
$1K ﹤0.01%
24
– –
VGZ icon
583
Vista Gold
VGZ
$308M
$1K ﹤0.01%
2,800
– –
VHC icon
584
VirnetX Holding Corp
VHC
$63.1M
$1K ﹤0.01%
5
– –
XYL icon
585
Xylem
XYL
$28.1B
$1K ﹤0.01%
32
– –
BPTH
586
DELISTED
Bio-Path Holdings Inc
BPTH
– –
0
– –
NM
587
DELISTED
Navios Maritime Holdings Inc.
NM
$1K ﹤0.01%
+35
New +$1.46K
HEP
588
DELISTED
Holly Energy Partners, L.P.
HEP
– –
0
– –
ABMD
589
DELISTED
Abiomed Inc
ABMD
$1K ﹤0.01%
+14
New +$760
GLOG
590
DELISTED
GASLOG LTD
GLOG
$1K ﹤0.01%
66
– –
LM
591
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
CHK
592
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1
Closed -$3.53K
STI
593
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
GM.WS.B
594
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
LVNTA
595
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$1K ﹤0.01%
34
– –
GM.WS.A
596
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
35
– –
ADT
597
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
25
– –
RBY
598
DELISTED
RUBICON MENERALS CORP (F)
RBY
$1K ﹤0.01%
+1,250
New +$1.35K
MSO
599
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
146
– –
ZGNX
600
DELISTED
Zogenix, Inc.
ZGNX
$1K ﹤0.01%
125
– –
22 23
24
25 26

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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.