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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
576
DELISTED
Exact Sciences
EXAS
$1K ﹤0.01%
50
– –
FSLR icon
577
First Solar
FSLR
$26.2B
$1K ﹤0.01%
30
– –
FWONK icon
578
Liberty Media Series C
FWONK
$25B
$1K ﹤0.01%
40
-177
-82% -$4.35K
GDXJ icon
579
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
$1K ﹤0.01%
50
-100
-67% -$2.75K
IAG icon
580
IAMGOLD
IAG
$9.27B
$1K ﹤0.01%
250
– –
ITT icon
581
ITT
ITT
$19.2B
$1K ﹤0.01%
16
– –
JEF icon
582
Jefferies Financial Group
JEF
$13B
$1K ﹤0.01%
67
– –
KSS icon
583
Kohl's
KSS
$2.09B
$1K ﹤0.01%
+10
New +$578
LBRDK icon
584
Liberty Broadband Class C
LBRDK
$5.32B
$1K ﹤0.01%
+29
New +$1.43K
MVIS icon
585
Microvision
MVIS
$76.1M
$1K ﹤0.01%
21
– –
PNR icon
586
Pentair
PNR
$11.2B
$1K ﹤0.01%
16
-3
-16% -$132
SHM icon
587
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1K ﹤0.01%
14
– –
TDC icon
588
Teradata
TDC
$2.51B
$1K ﹤0.01%
13
– –
TPR icon
589
Tapestry
TPR
$32.7B
$1K ﹤0.01%
30
– –
UEC icon
590
Uranium Energy
UEC
$5.32B
$1K ﹤0.01%
440
– –
UIS icon
591
Unisys
UIS
$210M
$1K ﹤0.01%
24
– –
VGZ icon
592
Vista Gold
VGZ
$296M
$1K ﹤0.01%
2,800
– –
VHC icon
593
VirnetX Holding Corp
VHC
$67M
$1K ﹤0.01%
5
– –
XYL icon
594
Xylem
XYL
$28.2B
$1K ﹤0.01%
32
– –
HEP
595
DELISTED
Holly Energy Partners, L.P.
HEP
– –
0
– –
MNDT
596
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1K ﹤0.01%
37
– –
GLOG
597
DELISTED
GASLOG LTD
GLOG
$1K ﹤0.01%
66
-99
-60% -$1.94K
IMMU
598
DELISTED
Immunomedics Inc
IMMU
$1K ﹤0.01%
215
– –
LM
599
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
STI
600
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
22 23
24
25 26

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.