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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
576
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
35
– –
ADT
577
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
31
– –
MSO
578
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
146
– –
ZGNX
579
DELISTED
Zogenix, Inc.
ZGNX
$1K ﹤0.01%
125
– –
AOL
580
DELISTED
AOL INC COMMON STOCK
AOL
$1K ﹤0.01%
21
– –
XLS
581
DELISTED
EXELIS INC COM STK
XLS
$1K ﹤0.01%
32
-2
-6% -$32
IIP
582
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
165
– –
NWBO
583
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$1K ﹤0.01%
142
– –
KKD
584
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1K ﹤0.01%
45
– –
BSCF
585
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1K ﹤0.01%
47
– –
MHR
586
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$1K ﹤0.01%
187
-750
-80% -$4.96K
WOOF
587
DELISTED
VCA Inc.
WOOF
$1K ﹤0.01%
25
– –
AMCC
588
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1K ﹤0.01%
167
– –
AVY icon
589
Avery Dennison
AVY
$13.4B
– –
-69
Closed -$4K
BB icon
590
BlackBerry
BB
$5.26B
$0 ﹤0.01%
40
– –
BIP icon
591
Brookfield Infrastructure Partners
BIP
$18B
– –
-108
Closed -$2K
BLDP
592
Ballard Power Systems
BLDP
$790M
$0 ﹤0.01%
33
– –
BRC icon
593
Brady Corp
BRC
$4.57B
– –
-100
Closed -$3K
CEF icon
594
Sprott Physical Gold and Silver Trust
CEF
$8.06B
– –
-200
Closed -$3K
CLNE icon
595
Clean Energy Fuels
CLNE
$346M
– –
-118
Closed -$1K
CLX icon
596
Clorox
CLX
$12.7B
– –
-970
Closed -$89K
CSTE icon
597
Caesarstone
CSTE
$79.5M
– –
-35
Closed -$2K
CTAS icon
598
Cintas
CTAS
$81.3B
$0 ﹤0.01%
16
– –
CVEO icon
599
Civeo
CVEO
$318M
– –
0
– –
DGS icon
600
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
– –
-25
Closed -$1K
22 23
24
25 26

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.