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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGT icon
576
Allegiant Air
ALGT
$2.82B
$1K ﹤0.01%
12
– –
CLNE icon
577
Clean Energy Fuels
CLNE
$412M
$1K ﹤0.01%
118
– –
DGS icon
578
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.75B
$1K ﹤0.01%
+25
New +$1.19K
EEMV icon
579
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$1K ﹤0.01%
+15
New +$888
EIDO icon
580
iShares MSCI Indonesia ETF
EIDO
$494M
$1K ﹤0.01%
+50
New +$1.39K
HII icon
581
Huntington Ingalls Industries
HII
$12.7B
$1K ﹤0.01%
12
– –
ITT icon
582
ITT
ITT
$18.3B
$1K ﹤0.01%
16
– –
LIVE icon
583
Live Ventures
LIVE
$29M
$1K ﹤0.01%
53
– –
MVIS icon
584
Microvision
MVIS
$85.2M
$1K ﹤0.01%
21
– –
PNR icon
585
Pentair
PNR
$10.9B
$1K ﹤0.01%
19
– –
RIG icon
586
Transocean
RIG
$5.78B
$1K ﹤0.01%
15
– –
SHM icon
587
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1K ﹤0.01%
14
– –
TPR icon
588
Tapestry
TPR
$31.5B
$1K ﹤0.01%
30
– –
TUR icon
589
iShares MSCI Turkey ETF
TUR
$214M
$1K ﹤0.01%
+20
New +$1.09K
UEC icon
590
Uranium Energy
UEC
$5.2B
$1K ﹤0.01%
440
– –
UIS icon
591
Unisys
UIS
$218M
$1K ﹤0.01%
24
– –
VGZ icon
592
Vista Gold
VGZ
$270M
$1K ﹤0.01%
2,800
– –
XYL icon
593
Xylem
XYL
$28.5B
$1K ﹤0.01%
32
– –
BFX
594
DELISTED
BowFlex Inc.
BFX
$1K ﹤0.01%
133
– –
USCR
595
DELISTED
U S Concrete, Inc.
USCR
$1K ﹤0.01%
45
– –
IMMU
596
DELISTED
Immunomedics Inc
IMMU
$1K ﹤0.01%
215
– –
LM
597
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
STI
598
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
GM.WS.B
599
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
PLND
600
DELISTED
VanEck Vectors Poland ETF
PLND
$1K ﹤0.01%
+50
New +$1.16K
22 23
24
25 26

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.