TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+6.43%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$362M
AUM Growth
+$110M
Cap. Flow
+$96.1M
Cap. Flow %
26.56%
Top 10 Hldgs %
70.47%
Holding
586
New
105
Increased
113
Reduced
57
Closed
32

Top Buys

1
SPTL icon
SPDR Portfolio Long Term Treasury ETF
SPTL
$44.3M
2
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$30.2M
3
XLF icon
Financial Select Sector SPDR Fund
XLF
$29.7M
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$29M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
$27.9M

Top Sells

1
SCHX icon
Schwab US Large- Cap ETF
SCHX
$32M
2
XLE icon
Energy Select Sector SPDR Fund
XLE
$28.8M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
$28M
4
GNR icon
SPDR S&P Global Natural Resources ETF
GNR
$28M
5
FLRN icon
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$20.7M

Sector Composition

1 Technology 4.52%
2 Industrials 1.93%
3 Consumer Discretionary 1.3%
4 Financials 1.03%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BINI
551
Bollinger Innovations, Inc. Common Stock
BINI
$3.25M
– –
0
– -$15
OGI
552
Organigram Holdings
OGI
$220M
$3 ﹤0.01%
1
– –
TNXP icon
553
Tonix Pharmaceuticals
TNXP
$222M
– –
0
– -$1
ALTO icon
554
Alto Ingredients
ALTO
$88.2M
$0 ﹤0.01%
2,173
– –
BOE icon
555
BlackRock Enhanced Global Dividend Trust
BOE
$661M
– –
-150
Closed -$1.49K
BROS icon
556
Dutch Bros
BROS
$8.16B
– –
-2,569
Closed -$81.4K
BTU icon
557
Peabody Energy
BTU
$2.24B
– –
-3
Closed -$73
CSB icon
558
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$274M
– –
-250
Closed -$14K
CUK icon
559
Carnival PLC
CUK
$37.8B
– –
-104
Closed -$1.75K
FNDF icon
560
Schwab Fundamental International Large Company Index ETF
FNDF
$17.5B
– –
-142
Closed -$4.79K
FNV icon
561
Franco-Nevada
FNV
$38B
– –
-66
Closed -$7.31K
HYG icon
562
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
-20
Closed -$1.55K
ICE icon
563
Intercontinental Exchange
ICE
$99.5B
– –
-2
Closed -$257
IEMG icon
564
iShares Core MSCI Emerging Markets ETF
IEMG
$104B
– –
-569
Closed -$28.8K
INO icon
565
Inovio Pharmaceuticals
INO
$153M
– –
-1
Closed -$4
IWM icon
566
iShares Russell 2000 ETF
IWM
$67.9B
– –
-201
Closed -$40.4K
LQD icon
567
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.9B
– –
-15
Closed -$1.66K
MRNA icon
568
Moderna
MRNA
$9.66B
– –
-8
Closed -$796
MRVL icon
569
Marvell Technology
MRVL
$56.9B
– –
-2
Closed -$121
MSTR icon
570
Strategy Inc Common Stock Class A
MSTR
$93.5B
– –
-50
Closed -$3.16K
NRG icon
571
NRG Energy
NRG
$28.6B
– –
-10
Closed -$517
ADAM
572
Adamas Trust, Inc. Common Stock
ADAM
$659M
– –
-8
Closed -$69
PTY icon
573
PIMCO Corporate & Income Opportunity Fund
PTY
$2.68B
– –
-11
Closed -$146
QLD icon
574
ProShares Ultra QQQ
QLD
$9.16B
– –
-70
Closed -$5.32K
REIT icon
575
ALPS Active REIT ETF
REIT
$44.5M
– –
-33
Closed -$867
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