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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDOG icon
551
Datadog
DDOG
$84B
$6K ﹤0.01%
35
– –
DXC icon
552
DXC Technology
DXC
$1.73B
$6K ﹤0.01%
171
– –
ENPH icon
553
Enphase Energy
ENPH
$5.53B
$6K ﹤0.01%
+32
New +$6.68K
EWZ icon
554
iShares MSCI Brazil ETF
EWZ
$8.95B
$6K ﹤0.01%
207
-714,362
-100% -$21.5M
GM icon
555
General Motors
GM
$76.8B
$6K ﹤0.01%
94
-931
-91% -$54.4K
HFRO
556
Highland Opportunities and Income Fund
HFRO
$407M
$6K ﹤0.01%
578
– –
HXL icon
557
Hexcel
HXL
$7.82B
$6K ﹤0.01%
115
– –
IAU icon
558
iShares Gold Trust
IAU
$64.4B
$6K ﹤0.01%
163
-595
-78% -$20.3K
ILMN icon
559
Illumina
ILMN
$28.4B
$6K ﹤0.01%
17
– –
IOVA icon
560
Iovance Biotherapeutics
IOVA
$2.87B
$6K ﹤0.01%
303
+300
+10,000% +$6.61K
IWM icon
561
iShares Russell 2000 ETF
IWM
$81.9B
$6K ﹤0.01%
28
– –
KNDI
562
Kandi Technologies Group
KNDI
$65.5M
$6K ﹤0.01%
2,000
– –
MDY icon
563
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$6K ﹤0.01%
11
– –
NIO icon
564
NIO
NIO
$11.9B
$6K ﹤0.01%
200
+100
+100% +$3.67K
RIVN icon
565
Rivian
RIVN
$23.2B
$6K ﹤0.01%
+55
New +$6.34K
SA
566
Seabridge Gold
SA
$3.35B
$6K ﹤0.01%
344
– –
SII
567
Sprott
SII
$3.03B
$6K ﹤0.01%
134
– –
TER icon
568
Teradyne
TER
$59.3B
$6K ﹤0.01%
35
– –
WAB icon
569
Wabtec
WAB
$49.3B
$6K ﹤0.01%
60
-1
-2% -$92
ABNB icon
570
Airbnb
ABNB
$107B
$5K ﹤0.01%
30
– –
AFRM icon
571
Affirm
AFRM
$25.2B
$5K ﹤0.01%
50
– –
CEF icon
572
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$5K ﹤0.01%
+303
New +$5.38K
CHCT
573
Community Healthcare Trust
CHCT
$454M
$5K ﹤0.01%
100
– –
EA
574
DELISTED
Electronic Arts
EA
$5K ﹤0.01%
39
– –
EWG icon
575
iShares MSCI Germany ETF
EWG
$1.68B
$5K ﹤0.01%
146
-14
-9% -$464
21 22
23
24 25

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MCM
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.