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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIM icon
551
Invesco Value Municipal Income Trust
IIM
$598M
$5K ﹤0.01%
320
+4
+1% +$67
IRM icon
552
Iron Mountain
IRM
$36.1B
$5K ﹤0.01%
115
+15
+15% +$675
JKS
553
JinkoSolar
JKS
$891M
$5K ﹤0.01%
112
– –
LMND icon
554
Lemonade
LMND
$4.1B
$5K ﹤0.01%
75
– –
LQD icon
555
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$5K ﹤0.01%
40
– –
MDY icon
556
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$5K ﹤0.01%
11
– –
MLPA icon
557
Global X MLP ETF
MLPA
$2.28B
$5K ﹤0.01%
138
– –
OGN icon
558
Organon & Co
OGN
$3.57B
$5K ﹤0.01%
146
-177
-55% -$5.66K
QQQJ icon
559
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$5K ﹤0.01%
146
– –
REAX icon
560
Real Brokerage
REAX
$466M
$5K ﹤0.01%
2,940
– –
RVT icon
561
Royce Value Trust
RVT
$2.3B
$5K ﹤0.01%
261
– –
SA
562
Seabridge Gold
SA
$3.35B
$5K ﹤0.01%
344
– –
SBRA icon
563
Sabra Healthcare REIT
SBRA
$5.37B
$5K ﹤0.01%
350
– –
SII
564
Sprott
SII
$3.03B
$5K ﹤0.01%
134
– –
SILJ icon
565
Amplify Junior Silver Miners ETF
SILJ
$3.85B
$5K ﹤0.01%
405
– –
SPH icon
566
Suburban Propane Partners
SPH
$1.18B
$5K ﹤0.01%
300
– –
TCOM icon
567
Trip.com Group
TCOM
$29.1B
$5K ﹤0.01%
150
– –
USD icon
568
ProShares Ultra Semiconductors
USD
$2.94B
$5K ﹤0.01%
560
– –
USO icon
569
United States Oil Fund
USO
$1.67B
$5K ﹤0.01%
100
-100
-50% -$4.89K
VONG icon
570
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$5K ﹤0.01%
75
-845
-92% -$61.5K
WAB icon
571
Wabtec
WAB
$49.3B
$5K ﹤0.01%
61
+1
+2% +$86
WIX icon
572
WIX.com
WIX
$2.52B
$5K ﹤0.01%
25
– –
HEP
573
DELISTED
Holly Energy Partners, L.P.
HEP
$5K ﹤0.01%
300
– –
ABB
574
DELISTED
ABB Ltd
ABB
$5K ﹤0.01%
143
+80
+127% +$2.9K
MMX
575
DELISTED
Maverix Metals Inc. Common Shares
MMX
$5K ﹤0.01%
1,082
– –
21 22
23
24 25

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.