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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
551
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$5K ﹤0.01%
11
– –
MLPA icon
552
Global X MLP ETF
MLPA
$2.25B
$5K ﹤0.01%
138
– –
PAA icon
553
Plains All American Pipeline
PAA
$16.1B
$5K ﹤0.01%
545
+11
+2% +$101
RDN icon
554
Radian Group
RDN
$4.9B
$5K ﹤0.01%
235
– –
SII
555
Sprott
SII
$3B
$5K ﹤0.01%
134
– –
SPR
556
DELISTED
Spirit AeroSystems
SPR
$5K ﹤0.01%
+97
New +$4.15K
UTHR icon
557
United Therapeutics
UTHR
$22.7B
$5K ﹤0.01%
32
– –
VFC icon
558
VF Corp
VFC
$5.88B
$5K ﹤0.01%
65
– –
WAB icon
559
Wabtec
WAB
$49.3B
$5K ﹤0.01%
60
-1
-2% -$78
XLF icon
560
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$5K ﹤0.01%
133
– –
XLI icon
561
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$5K ﹤0.01%
50
– –
SILV
562
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$5K ﹤0.01%
670
– –
AFRM icon
563
Affirm
AFRM
$25.3B
$4K ﹤0.01%
+50
New +$4.86K
BEAM icon
564
Beam Therapeutics
BEAM
$2.84B
$4K ﹤0.01%
50
– –
BSCP
565
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$4K ﹤0.01%
178
-594,689
-100% -$13.3M
CARR icon
566
Carrier Global
CARR
$52.6B
$4K ﹤0.01%
84
– –
EVRG icon
567
Evergy
EVRG
$19B
$4K ﹤0.01%
60
– –
IJK icon
568
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$4K ﹤0.01%
52
– –
IWD icon
569
iShares Russell 1000 Value ETF
IWD
$84.2B
$4K ﹤0.01%
24
– –
KGC icon
570
Kinross Gold
KGC
$32.5B
$4K ﹤0.01%
545
– –
MAXN
571
DELISTED
Maxeon Solar Technologies
MAXN
$4K ﹤0.01%
1
– –
MDLZ icon
572
Mondelez International
MDLZ
$78.6B
$4K ﹤0.01%
69
– –
NIO icon
573
NIO
NIO
$11.9B
$4K ﹤0.01%
100
– –
PCG icon
574
PG&E
PCG
$37.9B
$4K ﹤0.01%
380
– –
PINS icon
575
Pinterest
PINS
$13.7B
$4K ﹤0.01%
50
– –
21 22
23
24 25

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.