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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAAU icon
551
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.65B
$3K ﹤0.01%
133
– –
BNS icon
552
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
CALX icon
553
Calix
CALX
$2.47B
$3K ﹤0.01%
+100
New +$2.47K
CARR icon
554
Carrier Global
CARR
$52.4B
$3K ﹤0.01%
84
– –
CIG icon
555
CEMIG Preferred Shares
CIG
$5.86B
$3K ﹤0.01%
2,148
– –
EDU icon
556
New Oriental
EDU
$9.19B
$3K ﹤0.01%
15
– –
EVRG icon
557
Evergy
EVRG
$19B
$3K ﹤0.01%
60
– –
IAG icon
558
IAMGOLD
IAG
$10.4B
$3K ﹤0.01%
705
– –
ILMN icon
559
Illumina
ILMN
$28.9B
$3K ﹤0.01%
9
– –
INO icon
560
Inovio Pharmaceuticals
INO
$72.8M
$3K ﹤0.01%
28
– –
ITA icon
561
iShares US Aerospace & Defense ETF
ITA
$15B
$3K ﹤0.01%
28
– –
IWD icon
562
iShares Russell 1000 Value ETF
IWD
$84.1B
$3K ﹤0.01%
24
– –
KMB icon
563
Kimberly-Clark
KMB
$36.1B
$3K ﹤0.01%
19
– –
KWEB icon
564
KraneShares CSI China Internet ETF
KWEB
$5.75B
$3K ﹤0.01%
+35
New +$2.59K
LAZR
565
DELISTED
Luminar Technologies
LAZR
$3K ﹤0.01%
+5
New +$1.33K
MDYG icon
566
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$3K ﹤0.01%
48
+40
+500% +$2.56K
OTIS icon
567
Otis Worldwide
OTIS
$27.7B
$3K ﹤0.01%
42
– –
PINS icon
568
Pinterest
PINS
$13.7B
$3K ﹤0.01%
+50
New +$3K
PIPR icon
569
Piper Sandler
PIPR
$5.27B
$3K ﹤0.01%
112
– –
PLTM icon
570
GraniteShares Platinum Shares
PLTM
$189M
$3K ﹤0.01%
300
– –
PLUG icon
571
Plug Power
PLUG
$2.93B
$3K ﹤0.01%
80
– –
POST icon
572
Post Holdings
POST
$3.47B
$3K ﹤0.01%
46
– –
ROM icon
573
ProShares Ultra Technology
ROM
$1.28B
$3K ﹤0.01%
80
– –
ECHO
574
EchoStar
ECHO
$25.8B
$3K ﹤0.01%
160
– –
SGDM icon
575
Sprott Gold Miners ETF
SGDM
$661M
$3K ﹤0.01%
95
– –
21 22
23
24 25

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.