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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTON icon
551
Peloton Interactive
PTON
$2.42B
$3K ﹤0.01%
+30
New +$2.21K
RDN icon
552
Radian Group
RDN
$4.87B
$3K ﹤0.01%
235
– –
RIOT icon
553
Riot Platforms
RIOT
$7.34B
$3K ﹤0.01%
+1,050
New +$3.16K
SGDM icon
554
Sprott Gold Miners ETF
SGDM
$661M
$3K ﹤0.01%
95
– –
SIRI icon
555
SiriusXM
SIRI
$9.7B
$3K ﹤0.01%
50
– –
SJM icon
556
J.M. Smucker
SJM
$12.6B
$3K ﹤0.01%
29
– –
SU icon
557
Suncor Energy
SU
$73.4B
$3K ﹤0.01%
268
– –
SVM
558
Silvercorp Metals
SVM
$2.7B
$3K ﹤0.01%
400
– –
UCO icon
559
ProShares Ultra Bloomberg Crude Oil
UCO
$428M
$3K ﹤0.01%
400
– –
UTHR icon
560
United Therapeutics
UTHR
$22.7B
$3K ﹤0.01%
32
– –
UUUU icon
561
Energy Fuels
UUUU
$3.57B
$3K ﹤0.01%
1,550
– –
WTRG icon
562
Essential Utilities
WTRG
$11.3B
$3K ﹤0.01%
67
– –
XLE icon
563
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$3K ﹤0.01%
178
+4
+2% +$71
XYL icon
564
Xylem
XYL
$28.3B
$3K ﹤0.01%
32
– –
WORK
565
DELISTED
Slack Technologies, Inc.
WORK
$3K ﹤0.01%
112
-66
-37% -$1.94K
APOG icon
566
Apogee Enterprises
APOG
$887M
$2K ﹤0.01%
71
– –
BIPC icon
567
Brookfield Infrastructure
BIPC
$4.71B
$2K ﹤0.01%
50
– –
BNS icon
568
Scotiabank
BNS
$108B
$2K ﹤0.01%
55
– –
CDNS icon
569
Cadence Design Systems
CDNS
$91.4B
$2K ﹤0.01%
+20
New +$2.1K
CHWY icon
570
Chewy
CHWY
$9.25B
$2K ﹤0.01%
+30
New +$1.62K
CIG icon
571
CEMIG Preferred Shares
CIG
$5.84B
$2K ﹤0.01%
2,148
– –
DLR icon
572
Digital Realty Trust
DLR
$70.8B
$2K ﹤0.01%
11
-50
-82% -$7.49K
EDU icon
573
New Oriental
EDU
$9.24B
$2K ﹤0.01%
15
– –
EMLC icon
574
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$2K ﹤0.01%
50
+1
+2% +$31
ERIC icon
575
Ericsson
ERIC
$32.7B
$2K ﹤0.01%
160
– –
21 22
23
24 25

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.