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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+15.85%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$388M
AUM Growth
+$68.6M
Cap. Flow
+$19.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
64.91%
Holding
758
New
61
Increased
102
Reduced
129
Closed
65

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$28.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.4M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$19.7M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$14.6M

Top Sells

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$29.4M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$13.9M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$13.9M

Sector Composition

Rank Sector Weight
1 Technology 18.78%
2 Consumer Discretionary 3.59%
3 Industrials 2.6%
4 Healthcare 1.61%
5 Communication Services 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APOG icon
551
Apogee Enterprises
APOG
$908M
$2K ﹤0.01%
71
– –
BIPC icon
552
Brookfield Infrastructure
BIPC
$4.85B
$2K ﹤0.01%
50
– –
BNS icon
553
Scotiabank
BNS
$108B
$2K ﹤0.01%
55
– –
CARR icon
554
Carrier Global
CARR
$52.8B
$2K ﹤0.01%
+84
New +$1.56K
CIG icon
555
CEMIG Preferred Shares
CIG
$6.01B
$2K ﹤0.01%
2,148
– –
DAVA icon
556
Endava
DAVA
$156M
$2K ﹤0.01%
+50
New +$2.23K
EDU icon
557
New Oriental
EDU
$8.98B
$2K ﹤0.01%
15
– –
EMLC icon
558
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$2K ﹤0.01%
49
– –
ESRT icon
559
Empire State Realty Trust
ESRT
$836M
$2K ﹤0.01%
232
+3
+1% +$23
EXC icon
560
Exelon
EXC
$47B
$2K ﹤0.01%
81
– –
AGNT
561
AGNT Inc
AGNT
$734M
$2K ﹤0.01%
240
– –
GBX icon
562
The Greenbrier Companies
GBX
$1.46B
$2K ﹤0.01%
100
– –
ITA icon
563
iShares US Aerospace & Defense ETF
ITA
$15B
$2K ﹤0.01%
28
– –
KURE icon
564
KraneShares MSCI All China Health Care Index ETF
KURE
$107M
$2K ﹤0.01%
+75
New +$2.06K
MDB icon
565
MongoDB
MDB
$32.1B
$2K ﹤0.01%
+10
New +$1.85K
NTLA icon
566
Intellia Therapeutics
NTLA
$1.67B
$2K ﹤0.01%
100
– –
OTIS icon
567
Otis Worldwide
OTIS
$28.2B
$2K ﹤0.01%
+42
New +$2.18K
PIPR icon
568
Piper Sandler
PIPR
$5.29B
$2K ﹤0.01%
112
– –
ROM icon
569
ProShares Ultra Technology
ROM
$1.29B
$2K ﹤0.01%
80
– –
SCI icon
570
Service Corp International
SCI
$11.6B
$2K ﹤0.01%
50
-3,168
-98% -$122K
SNAP icon
571
Snap
SNAP
$9.01B
$2K ﹤0.01%
70
– –
SONY icon
572
Sony
SONY
$138B
$2K ﹤0.01%
140
+15
+12% +$195
SPLV icon
573
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$2K ﹤0.01%
35
– –
SSRM icon
574
SSR Mining
SSRM
$6.48B
$2K ﹤0.01%
90
-1
-1% -$18
SVM
575
Silvercorp Metals
SVM
$2.53B
$2K ﹤0.01%
+400
New +$1.68K
21 22
23
24 25

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Tradewinds Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Tradewinds Capital Management held 758 positions worth $388M, up 21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q2 2020, opening 61 new positions and adding to 102 existing holdings. Its largest new stake was Schwab US TIPS ETF: 973,682 shares worth $29.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, an estimated $29.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2020 buy was Schwab US TIPS ETF: 973,682 shares worth $29.2M.
  • Tradewinds Capital Management added most to iShares Core US Aggregate Bond ETF in Q2 2020, an estimated $25.4M increase.
  • Tradewinds Capital Management's biggest Q2 2020 reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, cutting an estimated $29.4M.
  • Tradewinds Capital Management fully exited Sprint Corporation in Q2 2020, selling an estimated $128K.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $388M portfolio in Q2 2020.
  • Tradewinds Capital Management opened 61 new positions and closed 65 in Q2 2020.
  • Tradewinds Capital Management's portfolio value rose 21% quarter-over-quarter to $388M.

Based on Tradewinds Capital Management's 13F filing for Q2 2020, filed 11 Aug 2020.