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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
551
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$2K ﹤0.01%
52
– –
ITA icon
552
iShares US Aerospace & Defense ETF
ITA
$15B
$2K ﹤0.01%
28
-200
-88% -$20.5K
IWD icon
553
iShares Russell 1000 Value ETF
IWD
$84.2B
$2K ﹤0.01%
24
– –
JCI icon
554
Johnson Controls International
JCI
$91.3B
$2K ﹤0.01%
83
-26
-24% -$969
KGC icon
555
Kinross Gold
KGC
$32.5B
$2K ﹤0.01%
545
– –
KMB icon
556
Kimberly-Clark
KMB
$35.9B
$2K ﹤0.01%
19
– –
MVIS icon
557
Microvision
MVIS
$86.9M
$2K ﹤0.01%
938
– –
NEM icon
558
Newmont
NEM
$124B
$2K ﹤0.01%
49
– –
NTR icon
559
Nutrien
NTR
$31.6B
$2K ﹤0.01%
56
– –
NUGT icon
560
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.22B
$2K ﹤0.01%
61
+35
+135% +$4.62K
PDI icon
561
PIMCO Dynamic Income Fund
PDI
$7.45B
$2K ﹤0.01%
+100
New +$3K
POST icon
562
Post Holdings
POST
$3.45B
$2K ﹤0.01%
46
– –
RSPT icon
563
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$2K ﹤0.01%
110
– –
SGDM icon
564
Sprott Gold Miners ETF
SGDM
$661M
$2K ﹤0.01%
95
– –
SIRI icon
565
SiriusXM
SIRI
$9.7B
$2K ﹤0.01%
50
-200
-80% -$13.1K
SKT icon
566
Tanger
SKT
$4.44B
$2K ﹤0.01%
+400
New +$4.89K
SPLV icon
567
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$2K ﹤0.01%
35
– –
TBI
568
Trueblue
TBI
$323M
$2K ﹤0.01%
150
– –
TECS icon
569
Direxion Daily Technology Bear 3x ETF
TECS
$63.3M
– –
0
– –
TRN icon
570
Trinity Industries
TRN
$2.3B
$2K ﹤0.01%
100
– –
UA icon
571
Under Armour Class C
UA
$2.42B
$2K ﹤0.01%
212
– –
UUUU icon
572
Energy Fuels
UUUU
$3.57B
$2K ﹤0.01%
1,550
– –
XLE icon
573
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$2K ﹤0.01%
172
-418
-71% -$9.91K
XYL icon
574
Xylem
XYL
$28.3B
$2K ﹤0.01%
32
– –
TRHC
575
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$2K ﹤0.01%
+30
New +$1.62K
21 22
23
24 25

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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.