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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBX icon
551
The Greenbrier Companies
GBX
$1.46B
$3K ﹤0.01%
100
– –
GS icon
552
Goldman Sachs
GS
$303B
$3K ﹤0.01%
13
– –
IAG icon
553
IAMGOLD
IAG
$10.5B
$3K ﹤0.01%
705
– –
ICF icon
554
iShares Select U.S. REIT ETF
ICF
$2.09B
$3K ﹤0.01%
50
– –
IJK icon
555
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$3K ﹤0.01%
+52
New +$2.98K
IWD icon
556
iShares Russell 1000 Value ETF
IWD
$83.7B
$3K ﹤0.01%
+24
New +$3.16K
KGC icon
557
Kinross Gold
KGC
$32.8B
$3K ﹤0.01%
545
– –
KMB icon
558
Kimberly-Clark
KMB
$36.5B
$3K ﹤0.01%
19
-16
-46% -$2.16K
MA icon
559
Mastercard
MA
$493B
$3K ﹤0.01%
11
– –
MELI icon
560
Mercado Libre
MELI
$92.3B
$3K ﹤0.01%
6
– –
NTLA icon
561
Intellia Therapeutics
NTLA
$1.67B
$3K ﹤0.01%
212
+60
+39% +$835
NTR icon
562
Nutrien
NTR
$30.7B
$3K ﹤0.01%
56
-101
-64% -$4.88K
NWBI icon
563
Northwest Bancshares
NWBI
$2.28B
$3K ﹤0.01%
+200
New +$3.34K
OKTA icon
564
Okta
OKTA
$25.8B
$3K ﹤0.01%
22
– –
POST icon
565
Post Holdings
POST
$3.57B
$3K ﹤0.01%
+46
New +$3.15K
ROKU icon
566
Roku
ROKU
$22.7B
$3K ﹤0.01%
20
– –
ROM icon
567
ProShares Ultra Technology
ROM
$1.29B
$3K ﹤0.01%
160
– –
RXL icon
568
ProShares Ultra Health Care
RXL
$87.2M
$3K ﹤0.01%
108
– –
SFIX
569
Stitch Fix
SFIX
$560M
$3K ﹤0.01%
107
– –
SJM icon
570
J.M. Smucker
SJM
$12.8B
$3K ﹤0.01%
29
– –
TOL icon
571
Toll Brothers
TOL
$14.5B
$3K ﹤0.01%
+66
New +$2.64K
TTD icon
572
Trade Desk
TTD
$6.49B
$3K ﹤0.01%
130
– –
UL icon
573
Unilever
UL
$136B
$3K ﹤0.01%
+44
New +$2.92K
UPW icon
574
ProShares Ultra Utilities
UPW
$16.4M
$3K ﹤0.01%
160
– –
USD icon
575
ProShares Ultra Semiconductors
USD
$2.95B
$3K ﹤0.01%
800
– –
21 22
23
24 25

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MCM
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.