We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRN icon
551
Trinity Industries
TRN
$2.38B
$2K ﹤0.01%
100
– –
TTD icon
552
Trade Desk
TTD
$6.49B
$2K ﹤0.01%
130
– –
USD icon
553
ProShares Ultra Semiconductors
USD
$2.95B
$2K ﹤0.01%
+800
New +$2.2K
UVE icon
554
Universal Insurance Holdings
UVE
$1.23B
$2K ﹤0.01%
53
+1
+2% +$27
VEEV icon
555
Veeva Systems
VEEV
$37.4B
$2K ﹤0.01%
15
– –
VYM icon
556
Vanguard High Dividend Yield ETF
VYM
$82.8B
$2K ﹤0.01%
20
– –
WIX icon
557
WIX.com
WIX
$2.52B
$2K ﹤0.01%
18
– –
FRGI
558
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$2K ﹤0.01%
200
– –
PRSP
559
DELISTED
Perspecta Inc. Common Stock
PRSP
$2K ﹤0.01%
85
– –
APHA
560
DELISTED
Aphria Inc. Common Shares
APHA
$2K ﹤0.01%
355
– –
CXO
561
DELISTED
CONCHO RESOURCES INC.
CXO
$2K ﹤0.01%
36
– –
HDS
562
DELISTED
HD Supply Holdings, Inc.
HDS
$2K ﹤0.01%
+50
New +$1.96K
ACA icon
563
Arcosa
ACA
$7.11B
$1K ﹤0.01%
33
– –
BKD icon
564
Brookdale Senior Living
BKD
$3.4B
$1K ﹤0.01%
95
– –
BLDP
565
Ballard Power Systems
BLDP
$790M
$1K ﹤0.01%
270
– –
CRBP icon
566
Corbus Pharmaceuticals
CRBP
$190M
$1K ﹤0.01%
7
– –
CROX icon
567
Crocs
CROX
$6.55B
$1K ﹤0.01%
25
– –
CTAS icon
568
Cintas
CTAS
$81.3B
$1K ﹤0.01%
16
– –
DDD icon
569
3D Systems Corp
DDD
$613M
$1K ﹤0.01%
89
– –
DG icon
570
Dollar General
DG
$27.9B
$1K ﹤0.01%
+9
New +$1.3K
DOC icon
571
Healthpeak Properties
DOC
$14.8B
$1K ﹤0.01%
23
– –
ERIC icon
572
Ericsson
ERIC
$33.3B
$1K ﹤0.01%
160
– –
AGNT
573
AGNT Inc
AGNT
$734M
$1K ﹤0.01%
240
– –
FLR icon
574
Fluor
FLR
$7.96B
$1K ﹤0.01%
28
– –
GFI icon
575
Gold Fields
GFI
$36.5B
$1K ﹤0.01%
125
– –
21 22
23
24 25

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.