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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDGE icon
551
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$2K ﹤0.01%
20
– –
HMY icon
552
Harmony Gold Mining
HMY
$12.3B
$2K ﹤0.01%
1,071
– –
JCI icon
553
Johnson Controls International
JCI
$92.2B
$2K ﹤0.01%
83
-405
-83% -$13.4K
KGC icon
554
Kinross Gold
KGC
$32.8B
$2K ﹤0.01%
545
– –
LABU icon
555
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$603M
$2K ﹤0.01%
+3
New +$3.15K
PIPR icon
556
Piper Sandler
PIPR
$5.29B
$2K ﹤0.01%
112
– –
BCIC
557
BCP Investment Corp
BCIC
$92.9M
$2K ﹤0.01%
56
– –
RMBS icon
558
Rambus
RMBS
$11B
$2K ﹤0.01%
296
– –
ROKU icon
559
Roku
ROKU
$22.7B
$2K ﹤0.01%
+60
New +$2.83K
RXL icon
560
ProShares Ultra Health Care
RXL
$87.2M
$2K ﹤0.01%
+108
New +$2.77K
SAND
561
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
385
– –
SGDM icon
562
Sprott Gold Miners ETF
SGDM
$662M
$2K ﹤0.01%
95
– –
TQQQ icon
563
ProShares UltraPro QQQ
TQQQ
$37.9B
$2K ﹤0.01%
400
– –
TRN icon
564
Trinity Industries
TRN
$2.38B
$2K ﹤0.01%
100
-39
-28% -$899
USL icon
565
United States 12 Month Oil Fund,
USL
$43.3M
$2K ﹤0.01%
128
– –
UVE icon
566
Universal Insurance Holdings
UVE
$1.23B
$2K ﹤0.01%
52
+1
+2% +$44
XYL icon
567
Xylem
XYL
$28.1B
$2K ﹤0.01%
32
– –
SILV
568
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$2K ﹤0.01%
670
– –
AUY
569
DELISTED
Yamana Gold, Inc.
AUY
$2K ﹤0.01%
1,030
-500
-33% -$1.17K
ZGBR
570
DELISTED
SPDR Solactive United Kingdom ETF
ZGBR
$2K ﹤0.01%
49
– –
SPN
571
DELISTED
Superior Energy Services, Inc.
SPN
$2K ﹤0.01%
57
– –
ACA icon
572
Arcosa
ACA
$7.11B
$1K ﹤0.01%
+33
New +$907
BKD icon
573
Brookdale Senior Living
BKD
$3.4B
$1K ﹤0.01%
95
– –
CROX icon
574
Crocs
CROX
$6.55B
$1K ﹤0.01%
25
– –
CTAS icon
575
Cintas
CTAS
$81.3B
$1K ﹤0.01%
16
– –
21 22
23
24 25

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AAS
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MCM
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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.