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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WB icon
551
Weibo
WB
$1.95B
$3K ﹤0.01%
36
– –
WPRT
552
Westport Fuel Systems
WPRT
$35.7M
$3K ﹤0.01%
100
– –
XYL icon
553
Xylem
XYL
$28.1B
$3K ﹤0.01%
32
– –
EVA
554
DELISTED
Enviva Inc.
EVA
$3K ﹤0.01%
100
– –
RDS.B
555
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3K ﹤0.01%
43
-7
-14% -$485
ZGBR
556
DELISTED
SPDR Solactive United Kingdom ETF
ZGBR
$3K ﹤0.01%
49
-74,369
-100% -$3.89M
PETX
557
DELISTED
Aratana Therapeutics, Inc.
PETX
$3K ﹤0.01%
500
– –
ACCO icon
558
Acco Brands
ACCO
$407M
$2K ﹤0.01%
141
– –
ADNT icon
559
Adient
ADNT
$1.5B
$2K ﹤0.01%
55
– –
AIEQ icon
560
Amplify AI Powered Equity ETF
AIEQ
$123M
$2K ﹤0.01%
81
+24
+42% +$699
BCE icon
561
BCE
BCE
$21.2B
$2K ﹤0.01%
50
– –
BND icon
562
Vanguard Total Bond Market
BND
$158B
$2K ﹤0.01%
20
– –
BTG icon
563
B2Gold
BTG
$6.64B
$2K ﹤0.01%
700
– –
CIG icon
564
CEMIG Preferred Shares
CIG
$6.01B
$2K ﹤0.01%
2,148
– –
COF icon
565
Capital One
COF
$134B
$2K ﹤0.01%
20
– –
CRM icon
566
Salesforce
CRM
$158B
$2K ﹤0.01%
15
– –
DDD icon
567
3D Systems Corp
DDD
$613M
$2K ﹤0.01%
89
+49
+123% +$845
CHRN
568
ChronoScale Holdings
CHRN
$3.04B
$2K ﹤0.01%
4
– –
FLR icon
569
Fluor
FLR
$7.96B
$2K ﹤0.01%
28
– –
FSM icon
570
Fortuna Silver Mines
FSM
$3.07B
$2K ﹤0.01%
500
– –
HL icon
571
Hecla Mining
HL
$11.3B
$2K ﹤0.01%
580
– –
HMY icon
572
Harmony Gold Mining
HMY
$12.3B
$2K ﹤0.01%
1,071
– –
INO icon
573
Inovio Pharmaceuticals
INO
$69M
$2K ﹤0.01%
28
– –
KN icon
574
Knowles
KN
$3.34B
$2K ﹤0.01%
100
– –
NUGT icon
575
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$2K ﹤0.01%
36
– –
21 22
23
24 25

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.