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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDA icon
551
Schwab Fundamental US Small Company Index ETF
FNDA
$9.4B
$3K ﹤0.01%
+164
New +$3.04K
FNDF icon
552
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$3K ﹤0.01%
+103
New +$3.12K
FSM icon
553
Fortuna Silver Mines
FSM
$2.74B
$3K ﹤0.01%
500
– –
HFRO
554
Highland Opportunities and Income Fund
HFRO
$412M
$3K ﹤0.01%
+219
New +$3.36K
KBA icon
555
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$146M
$3K ﹤0.01%
100
– –
KNDI
556
Kandi Technologies Group
KNDI
$70.3M
$3K ﹤0.01%
400
– –
KRE icon
557
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
$3K ﹤0.01%
50
– –
MDLZ icon
558
Mondelez International
MDLZ
$79.2B
$3K ﹤0.01%
69
– –
NVO
559
Novo Nordisk
NVO
$196B
$3K ﹤0.01%
110
– –
SHYG icon
560
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$3K ﹤0.01%
+65
New +$3.08K
SNCR
561
DELISTED
Synchronoss Technologies
SNCR
$3K ﹤0.01%
32
– –
SPHD icon
562
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$3K ﹤0.01%
60
– –
TWLO icon
563
Twilio
TWLO
$29.5B
$3K ﹤0.01%
110
– –
USL icon
564
United States 12 Month Oil Fund,
USL
$42.6M
$3K ﹤0.01%
128
– –
VBK icon
565
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.1B
$3K ﹤0.01%
18
– –
XLY icon
566
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$3K ﹤0.01%
66
– –
YUM icon
567
Yum! Brands
YUM
$40.3B
$3K ﹤0.01%
39
– –
EVA
568
DELISTED
Enviva Inc.
EVA
$3K ﹤0.01%
+100
New +$2.88K
RDS.B
569
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3K ﹤0.01%
+43
New +$2.79K
PETX
570
DELISTED
Aratana Therapeutics, Inc.
PETX
$3K ﹤0.01%
500
– –
MXWL
571
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
ACCO icon
572
Acco Brands
ACCO
$403M
$2K ﹤0.01%
141
– –
AG icon
573
First Majestic Silver
AG
$8.13B
$2K ﹤0.01%
310
– –
AGG icon
574
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
BCE icon
575
BCE
BCE
$20.5B
$2K ﹤0.01%
50
– –
21 22
23
24 25

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.