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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
551
Yum! Brands
YUM
$40.6B
$3K ﹤0.01%
39
– –
JPS
552
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$3K ﹤0.01%
316
– –
DBD
553
DELISTED
Diebold Nixdorf Incorporated
DBD
$3K ﹤0.01%
128
+1
+0.8% +$21
SDRL
554
DELISTED
Seadrill Limited Common Stock
SDRL
$3K ﹤0.01%
29
+4
+16% +$349
PETX
555
DELISTED
Aratana Therapeutics, Inc.
PETX
$3K ﹤0.01%
500
– –
MXWL
556
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
PX
557
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
ACCO icon
558
Acco Brands
ACCO
$399M
$2K ﹤0.01%
141
– –
AG icon
559
First Majestic Silver
AG
$8.13B
$2K ﹤0.01%
310
+200
+182% +$1.43K
AGG icon
560
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
BCE icon
561
BCE
BCE
$20.3B
$2K ﹤0.01%
50
– –
BHF icon
562
Brighthouse Financial
BHF
$3.55B
$2K ﹤0.01%
+30
New +$1.71K
BLDP
563
Ballard Power Systems
BLDP
$805M
$2K ﹤0.01%
520
– –
BND icon
564
Vanguard Total Bond Market
BND
$158B
$2K ﹤0.01%
20
– –
BTG icon
565
B2Gold
BTG
$5.18B
$2K ﹤0.01%
700
– –
CANE icon
566
Teucrium Sugar Fund
CANE
$56.7M
$2K ﹤0.01%
+200
New +$1.96K
CMI icon
567
Cummins
CMI
$87.8B
$2K ﹤0.01%
11
+1
+10% +$162
COF icon
568
Capital One
COF
$134B
$2K ﹤0.01%
20
– –
CPA icon
569
Copa Holdings
CPA
$5.96B
$2K ﹤0.01%
16
– –
EXC icon
570
Exelon
EXC
$47B
$2K ﹤0.01%
81
– –
FDN icon
571
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$2K ﹤0.01%
15
– –
FSM icon
572
Fortuna Silver Mines
FSM
$2.74B
$2K ﹤0.01%
500
– –
FSTA icon
573
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$2K ﹤0.01%
+72
New +$2.37K
GPRO icon
574
GoPro
GPRO
$131M
$2K ﹤0.01%
202
+2
+1% +$19
HACK icon
575
Amplify Cybersecurity ETF
HACK
$2.87B
$2K ﹤0.01%
+50
New +$1.49K
21 22
23
24 25

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.