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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACCO icon
551
Acco Brands
ACCO
$389M
$2K ﹤0.01%
141
– –
AGG icon
552
iShares Core US Aggregate Bond ETF
AGG
$137B
$2K ﹤0.01%
20
– –
BCE icon
553
BCE
BCE
$20.2B
$2K ﹤0.01%
50
-8
-14% -$361
BLDP
554
Ballard Power Systems
BLDP
$805M
$2K ﹤0.01%
520
+500
+2,500% +$1.41K
BND icon
555
Vanguard Total Bond Market
BND
$157B
$2K ﹤0.01%
+20
New +$1.63K
BTG icon
556
B2Gold
BTG
$5B
$2K ﹤0.01%
700
– –
CMI icon
557
Cummins
CMI
$87.5B
$2K ﹤0.01%
10
– –
COF icon
558
Capital One
COF
$128B
$2K ﹤0.01%
20
-41
-67% -$3.33K
CPA icon
559
Copa Holdings
CPA
$5.76B
$2K ﹤0.01%
16
– –
EXC icon
560
Exelon
EXC
$47.2B
$2K ﹤0.01%
81
– –
FSM icon
561
Fortuna Silver Mines
FSM
$2.55B
$2K ﹤0.01%
500
– –
GPRO icon
562
GoPro
GPRO
$130M
$2K ﹤0.01%
200
-100
-33% -$846
HDGE icon
563
AdvisorShares Ranger Equity Bear ETF
HDGE
$60M
$2K ﹤0.01%
20
– –
HMY icon
564
Harmony Gold Mining
HMY
$9.84B
$2K ﹤0.01%
1,071
– –
HROW icon
565
Harrow
HROW
$1.45B
$2K ﹤0.01%
600
+200
+50% +$739
IEMG icon
566
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$2K ﹤0.01%
+30
New +$1.48K
IXC icon
567
iShares Global Energy ETF
IXC
$2.79B
$2K ﹤0.01%
80
– –
JPC icon
568
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$2K ﹤0.01%
+160
New +$1.63K
JRS icon
569
Nuveen Real Estate Income Fund
JRS
$249M
$2K ﹤0.01%
+160
New +$1.81K
KGC icon
570
Kinross Gold
KGC
$27.4B
$2K ﹤0.01%
545
– –
KNDI
571
Kandi Technologies Group
KNDI
$67.5M
$2K ﹤0.01%
400
– –
MFC icon
572
Manulife Financial
MFC
$73.9B
$2K ﹤0.01%
81
– –
MTEX icon
573
Mannatech
MTEX
$9.24M
$2K ﹤0.01%
100
– –
NVO
574
Novo Nordisk
NVO
$208B
$2K ﹤0.01%
110
– –
BCIC
575
BCP Investment Corp
BCIC
$89.1M
$2K ﹤0.01%
56
– –
21 22
23
24 25

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.