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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
551
ResMed
RMD
$32.6B
$3K ﹤0.01%
43
– –
STT icon
552
State Street
STT
$51.8B
$3K ﹤0.01%
33
– –
TRGP icon
553
Targa Resources
TRGP
$57.2B
$3K ﹤0.01%
+51
New +$2.96K
TRN icon
554
Trinity Industries
TRN
$2.54B
$3K ﹤0.01%
139
– –
TWLO icon
555
Twilio
TWLO
$28.8B
$3K ﹤0.01%
110
– –
XLY icon
556
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$3K ﹤0.01%
66
– –
YCS icon
557
ProShares UltraShort Yen
YCS
$29.6M
$3K ﹤0.01%
140
– –
YUM icon
558
Yum! Brands
YUM
$41.3B
$3K ﹤0.01%
39
– –
AUY
559
DELISTED
Yamana Gold, Inc.
AUY
$3K ﹤0.01%
1,030
– –
ALSK
560
DELISTED
Alaska Communications Systems
ALSK
$3K ﹤0.01%
+1,500
New +$2.56K
NBL
561
DELISTED
Noble Energy, Inc.
NBL
$3K ﹤0.01%
+86
New +$3.18K
BREW
562
DELISTED
Craft Brew Alliance, Inc.
BREW
$3K ﹤0.01%
240
– –
OAK
563
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$3K ﹤0.01%
+71
New +$3.1K
PETX
564
DELISTED
Aratana Therapeutics, Inc.
PETX
$3K ﹤0.01%
500
– –
MXWL
565
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
PX
566
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
CBI
567
DELISTED
Chicago Bridge & Iron Nv
CBI
$3K ﹤0.01%
100
– –
AAAP
568
DELISTED
Advanced Accelerator Applications S.A.
AAAP
$3K ﹤0.01%
77
– –
CEMP
569
DELISTED
Cempra, Inc.
CEMP
$3K ﹤0.01%
875
– –
WPT
570
DELISTED
World Point Terminals, LP
WPT
– –
0
– –
SWC
571
DELISTED
Stillwater Mining Co
SWC
$3K ﹤0.01%
200
– –
ACCO icon
572
Acco Brands
ACCO
$405M
$2K ﹤0.01%
141
– –
AGG icon
573
iShares Core US Aggregate Bond ETF
AGG
$137B
$2K ﹤0.01%
20
-134
-87% -$14.5K
BDJ icon
574
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2K ﹤0.01%
287
– –
BTG icon
575
B2Gold
BTG
$5.42B
$2K ﹤0.01%
700
– –
21 22
23
24 25

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AAS
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FGAM
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MCM
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.