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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTEX icon
551
Mannatech
MTEX
$9.24M
$2K ﹤0.01%
100
– –
NCLH icon
552
Norwegian Cruise Line
NCLH
$8.84B
$2K ﹤0.01%
50
– –
NVO
553
Novo Nordisk
NVO
$209B
$2K ﹤0.01%
110
– –
NXPI icon
554
NXP Semiconductors
NXPI
$60.4B
$2K ﹤0.01%
25
– –
ODP
555
DELISTED
ODP
ODP
$2K ﹤0.01%
50
– –
OMC icon
556
Omnicom Group
OMC
$23.4B
$2K ﹤0.01%
23
-23
-50% -$1.93K
PBW icon
557
Invesco WilderHill Clean Energy ETF
PBW
$429M
$2K ﹤0.01%
120
– –
PRGO icon
558
Perrigo
PRGO
$1.78B
$2K ﹤0.01%
25
– –
PSA icon
559
Public Storage
PSA
$61.3B
$2K ﹤0.01%
10
– –
BCIC
560
BCP Investment Corp
BCIC
$92.8M
$2K ﹤0.01%
56
– –
SA
561
Seabridge Gold
SA
$3.35B
$2K ﹤0.01%
+250
New +$2.46K
SCHC icon
562
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$2K ﹤0.01%
75
+2
+3% +$59
SDS icon
563
ProShares UltraShort S&P500
SDS
$390M
$2K ﹤0.01%
1
-3
-75% -$4.81K
SGDM icon
564
Sprott Gold Miners ETF
SGDM
$662M
$2K ﹤0.01%
95
– –
SITC icon
565
SITE Centers
SITC
$165M
$2K ﹤0.01%
94
– –
TBF icon
566
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2K ﹤0.01%
67
– –
TRIP icon
567
TripAdvisor
TRIP
$1.26B
$2K ﹤0.01%
40
– –
TZA icon
568
Direxion Daily Small Cap Bear 3x ETF
TZA
$210M
– –
0
– –
UVE icon
569
Universal Insurance Holdings
UVE
$1.23B
$2K ﹤0.01%
80
– –
XPP icon
570
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$8.93M
$2K ﹤0.01%
+50
New +$2.54K
XYL icon
571
Xylem
XYL
$28.1B
$2K ﹤0.01%
32
– –
YUM icon
572
Yum! Brands
YUM
$41.1B
$2K ﹤0.01%
39
-15
-28% -$942
QVCGA
573
DELISTED
QVC Group Inc Series A
QVCGA
$2K ﹤0.01%
2
-1
-33% -$966
NEPT
574
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$2K ﹤0.01%
2
– –
BFX
575
DELISTED
BowFlex Inc.
BFX
$2K ﹤0.01%
133
– –
21 22
23
24 25

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.