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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
551
Intercontinental Exchange
ICE
$84.4B
$2K ﹤0.01%
40
– –
IYY icon
552
iShares Dow Jones US ETF
IYY
$3.06B
$2K ﹤0.01%
40
– –
KGC icon
553
Kinross Gold
KGC
$32.8B
$2K ﹤0.01%
545
+65
+14% +$313
KNDI
554
Kandi Technologies Group
KNDI
$65.5M
$2K ﹤0.01%
400
– –
MFC icon
555
Manulife Financial
MFC
$73.5B
$2K ﹤0.01%
163
– –
MTEX icon
556
Mannatech
MTEX
$9.24M
$2K ﹤0.01%
100
– –
NCLH icon
557
Norwegian Cruise Line
NCLH
$8.84B
$2K ﹤0.01%
50
– –
NVO
558
Novo Nordisk
NVO
$209B
$2K ﹤0.01%
110
– –
ODP
559
DELISTED
ODP
ODP
$2K ﹤0.01%
50
– –
PBW icon
560
Invesco WilderHill Clean Energy ETF
PBW
$429M
$2K ﹤0.01%
120
– –
PRGO icon
561
Perrigo
PRGO
$1.78B
$2K ﹤0.01%
25
-7
-22% -$645
PSA icon
562
Public Storage
PSA
$61.3B
$2K ﹤0.01%
+10
New +$2.33K
QSR icon
563
Restaurant Brands International
QSR
$25.8B
$2K ﹤0.01%
43
– –
RIG icon
564
Transocean
RIG
$5.82B
$2K ﹤0.01%
205
+67
+49% +$708
RSPH icon
565
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2K ﹤0.01%
150
– –
SCHC icon
566
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$2K ﹤0.01%
73
-21
-22% -$633
SGDM icon
567
Sprott Gold Miners ETF
SGDM
$662M
$2K ﹤0.01%
+95
New +$2.54K
SH icon
568
ProShares Short S&P500
SH
$897M
$2K ﹤0.01%
13
– –
SIMO icon
569
Silicon Motion
SIMO
$8.68B
$2K ﹤0.01%
+37
New +$1.93K
SITC icon
570
SITE Centers
SITC
$165M
$2K ﹤0.01%
94
– –
SPXU icon
571
ProShares UltraPro Short S&P 500
SPXU
$389M
– –
0
– –
STT icon
572
State Street
STT
$50.7B
$2K ﹤0.01%
33
– –
TEF
573
DELISTED
Telefonica
TEF
$2K ﹤0.01%
192
– –
THC icon
574
Tenet Healthcare
THC
$21.1B
$2K ﹤0.01%
75
– –
TRAK icon
575
ReposiTrak
TRAK
$159M
$2K ﹤0.01%
+200
New +$2.04K
21 22
23
24 25

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.