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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYY icon
551
iShares Dow Jones US ETF
IYY
$3.05B
$2K ﹤0.01%
40
– –
KGC icon
552
Kinross Gold
KGC
$30.3B
$2K ﹤0.01%
+480
New +$2.29K
MFC icon
553
Manulife Financial
MFC
$73.6B
$2K ﹤0.01%
163
– –
MTEX icon
554
Mannatech
MTEX
$9.78M
$2K ﹤0.01%
100
– –
NCLH icon
555
Norwegian Cruise Line
NCLH
$9.32B
$2K ﹤0.01%
+50
New +$2.38K
NXPI icon
556
NXP Semiconductors
NXPI
$58.8B
$2K ﹤0.01%
25
– –
ODP
557
DELISTED
ODP
ODP
$2K ﹤0.01%
50
– –
PBW icon
558
Invesco WilderHill Clean Energy ETF
PBW
$417M
$2K ﹤0.01%
120
– –
PPLT
559
abrdn Physical Platinum Shares ETF
PPLT
$2B
$2K ﹤0.01%
+250
New +$2.42K
BCIC
560
BCP Investment Corp
BCIC
$90.2M
$2K ﹤0.01%
56
– –
QSR icon
561
Restaurant Brands International
QSR
$25.8B
$2K ﹤0.01%
43
– –
RIG icon
562
Transocean
RIG
$5.68B
$2K ﹤0.01%
138
– –
RSPH icon
563
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$775M
$2K ﹤0.01%
150
– –
SAND
564
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
+500
New +$2.01K
SBIO icon
565
ALPS Medical Breakthroughs ETF
SBIO
$211M
$2K ﹤0.01%
+100
New +$2.38K
SH icon
566
ProShares Short S&P500
SH
$897M
$2K ﹤0.01%
13
– –
SITC icon
567
SITE Centers
SITC
$171M
$2K ﹤0.01%
94
– –
STT icon
568
State Street
STT
$51.6B
$2K ﹤0.01%
33
-134
-80% -$8.01K
THC icon
569
Tenet Healthcare
THC
$21.1B
$2K ﹤0.01%
75
– –
USL icon
570
United States 12 Month Oil Fund,
USL
$42.3M
$2K ﹤0.01%
128
– –
WEN icon
571
Wendy's
WEN
$1.5B
$2K ﹤0.01%
170
– –
WPC icon
572
W.P. Carey
WPC
$16.3B
$2K ﹤0.01%
34
– –
XPO icon
573
XPO
XPO
$23.6B
$2K ﹤0.01%
+176
New +$1.75K
BFX
574
DELISTED
BowFlex Inc.
BFX
$2K ﹤0.01%
133
– –
BPTH
575
DELISTED
Bio-Path Holdings Inc
BPTH
– –
0
– –
21 22
23
24 25

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.