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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
551
Transocean
RIG
$5.82B
$2K ﹤0.01%
138
-34
-20% -$490
RMD icon
552
ResMed
RMD
$30.7B
$2K ﹤0.01%
+43
New +$2.42K
RRC icon
553
Range Resources
RRC
$8.95B
$2K ﹤0.01%
+100
New +$2.97K
RSPH icon
554
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2K ﹤0.01%
150
– –
SITC icon
555
SITE Centers
SITC
$165M
$2K ﹤0.01%
94
– –
TBF icon
556
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2K ﹤0.01%
67
– –
TEF
557
DELISTED
Telefonica
TEF
$2K ﹤0.01%
192
– –
THC icon
558
Tenet Healthcare
THC
$21.1B
$2K ﹤0.01%
75
– –
TM icon
559
Toyota
TM
$225B
$2K ﹤0.01%
14
– –
USL icon
560
United States 12 Month Oil Fund,
USL
$43.3M
$2K ﹤0.01%
128
– –
UUP icon
561
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$2K ﹤0.01%
85
– –
WEN icon
562
Wendy's
WEN
$1.46B
$2K ﹤0.01%
170
– –
WPC icon
563
W.P. Carey
WPC
$16.4B
$2K ﹤0.01%
34
– –
XLI icon
564
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$2K ﹤0.01%
44
– –
LL
565
DELISTED
LL Flooring Holdings, Inc.
LL
$2K ﹤0.01%
87
– –
BFX
566
DELISTED
BowFlex Inc.
BFX
$2K ﹤0.01%
133
– –
JPS
567
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2K ﹤0.01%
256
+4
+2% +$36
CSLT
568
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$2K ﹤0.01%
+500
New +$2.15K
RDS.B
569
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2K ﹤0.01%
+33
New +$1.67K
FPRX
570
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$2K ﹤0.01%
+50
New +$1.68K
BREW
571
DELISTED
Craft Brew Alliance, Inc.
BREW
$2K ﹤0.01%
240
-12
-5% -$100
VIAB
572
DELISTED
Viacom Inc. Class B
VIAB
$2K ﹤0.01%
54
– –
USG
573
DELISTED
Usg
USG
$2K ﹤0.01%
+100
New +$2.46K
NFX
574
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
CVRR
575
DELISTED
CVR Refining, LP
CVRR
$2K ﹤0.01%
+100
New +$2.06K
21 22
23
24 25

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.