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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBF icon
551
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2K ﹤0.01%
67
– –
TEF
552
DELISTED
Telefonica
TEF
$2K ﹤0.01%
192
– –
TEVA icon
553
Teva Pharmaceuticals
TEVA
$41.2B
$2K ﹤0.01%
28
-104
-79% -$6.74K
TM icon
554
Toyota
TM
$225B
$2K ﹤0.01%
14
– –
UUP icon
555
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$2K ﹤0.01%
85
– –
WPC icon
556
W.P. Carey
WPC
$16.4B
$2K ﹤0.01%
34
+1
+3% +$58
X
557
DELISTED
US Steel
X
$2K ﹤0.01%
170
– –
XHB icon
558
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$2K ﹤0.01%
+50
New +$1.83K
XLI icon
559
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$2K ﹤0.01%
+44
New +$2.32K
BFX
560
DELISTED
BowFlex Inc.
BFX
$2K ﹤0.01%
133
– –
JPS
561
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2K ﹤0.01%
+252
New +$2.27K
MNK
562
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
37
– –
BREW
563
DELISTED
Craft Brew Alliance, Inc.
BREW
$2K ﹤0.01%
252
– –
VIAB
564
DELISTED
Viacom Inc. Class B
VIAB
$2K ﹤0.01%
54
– –
NFX
565
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
MATR
566
DELISTED
Mattersight Corp.
MATR
$2K ﹤0.01%
300
– –
WIN
567
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
61
– –
WPT
568
DELISTED
World Point Terminals, LP
WPT
– –
0
– –
SWC
569
DELISTED
Stillwater Mining Co
SWC
$2K ﹤0.01%
200
– –
ACCO icon
570
Acco Brands
ACCO
$407M
$1K ﹤0.01%
141
– –
CENX icon
571
Century Aluminum
CENX
$5.07B
$1K ﹤0.01%
+200
New +$1.4K
DD icon
572
DuPont de Nemours
DD
$19.2B
$1K ﹤0.01%
10
– –
DDD icon
573
3D Systems Corp
DDD
$613M
$1K ﹤0.01%
95
– –
DOC icon
574
Healthpeak Properties
DOC
$14.8B
$1K ﹤0.01%
25
– –
EMB icon
575
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$1K ﹤0.01%
+13
New +$1.41K
21 22
23
24 25

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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.