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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEF
551
DELISTED
Telefonica
TEF
$2K ﹤0.01%
192
– –
TM icon
552
Toyota
TM
$225B
$2K ﹤0.01%
14
– –
TRUE
553
DELISTED
TrueCar
TRUE
$2K ﹤0.01%
+100
New +$1.96K
UUP icon
554
Invesco DB US Dollar Index Bullish Fund
UUP
$423M
$2K ﹤0.01%
+85
New +$1.98K
XLY icon
555
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.3B
$2K ﹤0.01%
+66
New +$2.26K
XOMA
556
DELISTED
Xoma
XOMA
$2K ﹤0.01%
+22
New +$1.89K
NBIS
557
Nebius Group N.V.
NBIS
$46.6B
$2K ﹤0.01%
135
– –
GAP
558
The Gap Inc
GAP
$7.41B
$2K ﹤0.01%
46
– –
BFX
559
DELISTED
BowFlex Inc.
BFX
$2K ﹤0.01%
133
– –
BPTH
560
DELISTED
Bio-Path Holdings Inc
BPTH
– –
0
– –
EUFX
561
DELISTED
ProShares Short Euro
EUFX
$2K ﹤0.01%
+50
New +$1.94K
ZF
562
DELISTED
Virtus Total Return Fund Inc.
ZF
$2K ﹤0.01%
102
– –
NFX
563
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
TIME
564
DELISTED
Time Inc.
TIME
$2K ﹤0.01%
100
-24
-19% -$543
ATW
565
DELISTED
Atwood Oceanics
ATW
$2K ﹤0.01%
72
– –
ARO
566
DELISTED
Aeropostale Inc
ARO
$2K ﹤0.01%
+1,000
New +$2.84K
SFXE
567
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$2K ﹤0.01%
500
-1,350
-73% -$6.16K
TYC
568
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2K ﹤0.01%
48
-11
-19% -$490
SCTY
569
DELISTED
SolarCity Corporation
SCTY
$2K ﹤0.01%
32
– –
MHR
570
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$2K ﹤0.01%
596
+409
+219% +$1.74K
GOLD
571
DELISTED
Randgold Resources Ltd
GOLD
$2K ﹤0.01%
+25
New +$1.63K
ACCO icon
572
Acco Brands
ACCO
$404M
$1K ﹤0.01%
141
– –
BIB icon
573
ProShares Ultra NASDAQ Biotechnology
BIB
$84.9M
$1K ﹤0.01%
+20
New +$1.17K
CROX icon
574
Crocs
CROX
$6.58B
$1K ﹤0.01%
+90
New +$1.11K
DDD icon
575
3D Systems Corp
DDD
$595M
$1K ﹤0.01%
40
– –
21 22
23
24 25

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.