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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCTY
551
DELISTED
SolarCity Corporation
SCTY
$2K ﹤0.01%
32
-18
-36% -$1.24K
ACCO icon
552
Acco Brands
ACCO
$407M
$1K ﹤0.01%
141
– –
ALGT icon
553
Allegiant Air
ALGT
$2.57B
$1K ﹤0.01%
12
– –
EXAS
554
DELISTED
Exact Sciences
EXAS
$1K ﹤0.01%
+50
New +$917
FF icon
555
Future Fuel
FF
$223M
$1K ﹤0.01%
+125
New +$1.83K
GDX icon
556
VanEck Gold Miners ETF
GDX
$27.4B
$1K ﹤0.01%
27
-100
-79% -$2.56K
IAG icon
557
IAMGOLD
IAG
$10.6B
$1K ﹤0.01%
250
-1,000
-80% -$3.69K
ITT icon
558
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
JEF icon
559
Jefferies Financial Group
JEF
$13.1B
$1K ﹤0.01%
67
– –
MVIS icon
560
Microvision
MVIS
$78.9M
$1K ﹤0.01%
21
– –
PNR icon
561
Pentair
PNR
$11B
$1K ﹤0.01%
19
– –
SHM icon
562
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1K ﹤0.01%
14
– –
TDC icon
563
Teradata
TDC
$2.55B
$1K ﹤0.01%
13
-683
-98% -$29.4K
TPR icon
564
Tapestry
TPR
$32.8B
$1K ﹤0.01%
30
– –
UEC icon
565
Uranium Energy
UEC
$5.57B
$1K ﹤0.01%
440
– –
UIS icon
566
Unisys
UIS
$217M
$1K ﹤0.01%
24
– –
VGZ icon
567
Vista Gold
VGZ
$308M
$1K ﹤0.01%
2,800
– –
VHC icon
568
VirnetX Holding Corp
VHC
$63.1M
$1K ﹤0.01%
5
– –
XYL icon
569
Xylem
XYL
$28.1B
$1K ﹤0.01%
32
– –
MNDT
570
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1K ﹤0.01%
37
-13
-26% -$431
IMMU
571
DELISTED
Immunomedics Inc
IMMU
$1K ﹤0.01%
215
– –
LM
572
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
STI
573
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
GM.WS.B
574
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
PTX
575
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$1K ﹤0.01%
+10
New +$787
21 22
23
24 25

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.