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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
(-14%)
Cap. Flow
-$58.7M
Cap. Flow
% of AUM
-23.37%
Top 10 Holdings %
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large- Cap ETF
SCHX
|
+$27.7M |
| 2 |
iShares MSCI India ETF
INDA
|
+$27.3M |
| 3 |
State Street SPDR S&P Global Natural Resources ETF
GNR
|
+$26.6M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$20.7M |
| 5 |
iShares MSCI Brazil ETF
EWZ
|
+$19M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Convertible Bond ETF
ICVT
|
+$45.5M |
| 2 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$27.4M |
| 3 |
Schwab International Equity ETF
SCHF
|
+$27.2M |
| 4 |
iShares MSCI Germany ETF
EWG
|
+$26.7M |
| 5 |
iShares MSCI Italy ETF
EWI
|
+$26.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 4.93% |
| 2 | Industrials | 2.09% |
| 3 | Consumer Discretionary | 1.36% |
| 4 | Financials | 1.05% |
| 5 | Consumer Staples | 0.76% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Twist Bioscience
TWST
$7.25B
| – | – |
-100
| Closed | -$2.03K |
|
527
Upstart Holdings
UPST
$3.03B
| – | – |
-50
| Closed | -$1.43K |
|
528
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| – | – |
-97
| Closed | -$7.02K |
|
529
VF Corp
VFC
$5.89B
| – | – |
-1,000
| Closed | -$17.7K |
|
530
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
| – | – |
-4
| Closed | -$229 |
|
531
Vanguard Information Technology ETF
VGT
$149B
| – | – |
-8
| Closed | -$415 |
|
532
Vanguard Communication Services ETF
VOX
$5.85B
| – | – |
-5
| Closed | -$526 |
|
533
WIX.com
WIX
$2.52B
| – | – |
-25
| Closed | -$2.29K |
|
534
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
| – | – |
-3
| Closed | -$387 |
|
535
XPO
XPO
$23.7B
| – | – |
-20
| Closed | -$1.49K |
|
|
NVTA
536
DELISTED
Invitae Corporation
NVTA
| – | – |
-100
| Closed | -$61 |
|
|
FLIY
537
DELISTED
Franklin FTSE Italy ETF
FLIY
| – | – |
-3,408
| Closed | -$87.4K |
|
|
HCCI
538
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
| – | – |
-4
| Closed | -$182 |
|
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Tradewinds Capital Management's Q4 2023 Portfolio in Review
As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.
Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.
By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.
- Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
- Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
- Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
- Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
- Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
- Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
- Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.
Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.