We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRBN icon
526
KraneShares Global Carbon Strategy ETF
KRBN
$133M
$8K ﹤0.01%
150
– –
OR icon
527
OR Royalties Inc
OR
$6.2B
$8K ﹤0.01%
661
– –
TWST icon
528
Twist Bioscience
TWST
$7.25B
$8K ﹤0.01%
100
– –
BIOR
529
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
$8K ﹤0.01%
+16
New +$11.5K
LAC
530
DELISTED
Lithium Americas Corp. Common Shares
LAC
$8K ﹤0.01%
265
– –
EVR icon
531
Evercore
EVR
$11.8B
$7K ﹤0.01%
55
– –
JCI icon
532
Johnson Controls International
JCI
$92.2B
$7K ﹤0.01%
83
– –
JD icon
533
JD.com
JD
$44.5B
$7K ﹤0.01%
100
– –
MDB icon
534
MongoDB
MDB
$32.1B
$7K ﹤0.01%
13
– –
BINI
535
DELISTED
Bollinger Innovations
BINI
– –
0
– –
RKT icon
536
Rocket Companies
RKT
$38.9B
$7K ﹤0.01%
500
– –
SU icon
537
Suncor Energy
SU
$70.3B
$7K ﹤0.01%
268
-95
-26% -$2.31K
TD icon
538
Toronto Dominion Bank
TD
$200B
$7K ﹤0.01%
88
– –
USD icon
539
ProShares Ultra Semiconductors
USD
$2.94B
$7K ﹤0.01%
560
– –
UTHR icon
540
United Therapeutics
UTHR
$23.1B
$7K ﹤0.01%
32
– –
WDC icon
541
Western Digital
WDC
$150B
$7K ﹤0.01%
136
– –
WEX icon
542
WEX
WEX
$6.31B
$7K ﹤0.01%
48
– –
SILV
543
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$7K ﹤0.01%
870
– –
AUY
544
DELISTED
Yamana Gold, Inc.
AUY
$7K ﹤0.01%
1,555
– –
AG icon
545
First Majestic Silver
AG
$9.07B
$6K ﹤0.01%
500
-700
-58% -$8.45K
APPN icon
546
Appian
APPN
$2.48B
$6K ﹤0.01%
85
– –
ARKG icon
547
ARK Genomic Revolution ETF
ARKG
$1.73B
$6K ﹤0.01%
102
– –
BGS icon
548
B&G Foods
BGS
$286M
$6K ﹤0.01%
200
-20
-9% -$612
BTG icon
549
B2Gold
BTG
$6.64B
$6K ﹤0.01%
1,426
– –
BWX icon
550
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$6K ﹤0.01%
227
– –
20 21
22
23 24

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.