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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SA
526
Seabridge Gold
SA
$3.38B
$6K ﹤0.01%
400
-372
-48% -$6.93K
SBRA icon
527
Sabra Healthcare REIT
SBRA
$5.29B
$6K ﹤0.01%
350
– –
TCOM icon
528
Trip.com Group
TCOM
$29.4B
$6K ﹤0.01%
150
– –
TD icon
529
Toronto Dominion Bank
TD
$201B
$6K ﹤0.01%
88
– –
VBK icon
530
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$6K ﹤0.01%
21
+3
+17% +$846
WYNN icon
531
Wynn Resorts
WYNN
$10.5B
$6K ﹤0.01%
50
– –
HEP
532
DELISTED
Holly Energy Partners, L.P.
HEP
$6K ﹤0.01%
300
– –
ARKF icon
533
ARK Blockchain & Fintech Innovation ETF
ARKF
$765M
$5K ﹤0.01%
+92
New +$5.01K
BEEM icon
534
Beam Global
BEEM
$25.3M
$5K ﹤0.01%
+112
New +$5.89K
BYND icon
535
Beyond Meat
BYND
$279M
$5K ﹤0.01%
42
-68
-62% -$10K
CHCT
536
Community Healthcare Trust
CHCT
$443M
$5K ﹤0.01%
100
– –
DAVA icon
537
Endava
DAVA
$154M
$5K ﹤0.01%
60
– –
DXC icon
538
DXC Technology
DXC
$1.74B
$5K ﹤0.01%
171
– –
EMBJ
539
Embraer S.A. ADS
EMBJ
$13.8B
$5K ﹤0.01%
+480
New +$3.92K
EXPE icon
540
Expedia Group
EXPE
$36.7B
$5K ﹤0.01%
+30
New +$4.62K
FLGT icon
541
Fulgent Genetics
FLGT
$521M
$5K ﹤0.01%
+50
New +$5.16K
FSM icon
542
Fortuna Silver Mines
FSM
$3.09B
$5K ﹤0.01%
750
– –
GBX icon
543
The Greenbrier Companies
GBX
$1.43B
$5K ﹤0.01%
100
– –
GM icon
544
General Motors
GM
$76.9B
$5K ﹤0.01%
94
+58
+161% +$3.08K
HAS icon
545
Hasbro
HAS
$13.2B
$5K ﹤0.01%
50
– –
HMC icon
546
Honda
HMC
$41B
$5K ﹤0.01%
158
– –
HMY icon
547
Harmony Gold Mining
HMY
$12.2B
$5K ﹤0.01%
1,071
– –
JCI icon
548
Johnson Controls International
JCI
$91.8B
$5K ﹤0.01%
83
– –
KODK icon
549
Kodak
KODK
$960M
$5K ﹤0.01%
641
+500
+355% +$4.55K
LQD icon
550
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$5K ﹤0.01%
40
– –
20 21
22
23 24

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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.