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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBX icon
526
The Greenbrier Companies
GBX
$1.42B
$4K ﹤0.01%
100
– –
HL icon
527
Hecla Mining
HL
$11.7B
$4K ﹤0.01%
580
– –
HMC icon
528
Honda
HMC
$41.1B
$4K ﹤0.01%
158
– –
IJK icon
529
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$4K ﹤0.01%
52
– –
JCI icon
530
Johnson Controls International
JCI
$92.2B
$4K ﹤0.01%
83
– –
KGC icon
531
Kinross Gold
KGC
$32.6B
$4K ﹤0.01%
545
– –
MAXN
532
DELISTED
Maxeon Solar Technologies
MAXN
$4K ﹤0.01%
1
– –
MDB icon
533
MongoDB
MDB
$33.7B
$4K ﹤0.01%
10
-5
-33% -$1.4K
MDLZ icon
534
Mondelez International
MDLZ
$78.1B
$4K ﹤0.01%
69
– –
MDY icon
535
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$4K ﹤0.01%
11
– –
MLPA icon
536
Global X MLP ETF
MLPA
$2.26B
$4K ﹤0.01%
138
– –
PAA icon
537
Plains All American Pipeline
PAA
$16.3B
$4K ﹤0.01%
534
+12
+2% +$91
SII
538
Sprott
SII
$3.04B
$4K ﹤0.01%
134
– –
SPH icon
539
Suburban Propane Partners
SPH
$1.17B
$4K ﹤0.01%
300
– –
SPXU icon
540
ProShares UltraPro Short S&P 500
SPXU
$384M
$4K ﹤0.01%
7
– –
SU icon
541
Suncor Energy
SU
$73.6B
$4K ﹤0.01%
268
– –
TREX icon
542
Trex
TREX
$4.89B
$4K ﹤0.01%
+50
New +$3.83K
USD icon
543
ProShares Ultra Semiconductors
USD
$2.85B
$4K ﹤0.01%
560
+400
+250% +$2.25K
WAB icon
544
Wabtec
WAB
$49.5B
$4K ﹤0.01%
61
– –
XLF icon
545
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$4K ﹤0.01%
133
-388
-74% -$10.4K
XLI icon
546
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$4K ﹤0.01%
50
– –
SPLK
547
DELISTED
Splunk Inc
SPLK
$4K ﹤0.01%
25
– –
NVTA
548
DELISTED
Invitae Corporation
NVTA
$4K ﹤0.01%
100
– –
HEP
549
DELISTED
Holly Energy Partners, L.P.
HEP
$4K ﹤0.01%
300
– –
MFT
550
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
20 21
22
23 24

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.