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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCP
526
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3K ﹤0.01%
140
– –
CARR icon
527
Carrier Global
CARR
$52.3B
$3K ﹤0.01%
84
– –
DAVA icon
528
Endava
DAVA
$159M
$3K ﹤0.01%
50
– –
DXC icon
529
DXC Technology
DXC
$1.74B
$3K ﹤0.01%
171
– –
EPD icon
530
Enterprise Products Partners
EPD
$82.2B
$3K ﹤0.01%
185
– –
ET icon
531
Energy Transfer Partners
ET
$70.9B
$3K ﹤0.01%
500
– –
EVRG icon
532
Evergy
EVRG
$18.9B
$3K ﹤0.01%
+60
New +$3.35K
GBX icon
533
The Greenbrier Companies
GBX
$1.43B
$3K ﹤0.01%
100
– –
GH icon
534
Guardant Health
GH
$22.4B
$3K ﹤0.01%
30
-36
-55% -$3.29K
HL icon
535
Hecla Mining
HL
$11.8B
$3K ﹤0.01%
580
-300
-34% -$1.59K
IAG icon
536
IAMGOLD
IAG
$10.5B
$3K ﹤0.01%
705
– –
ICF icon
537
iShares Select U.S. REIT ETF
ICF
$2.08B
$3K ﹤0.01%
50
– –
IJK icon
538
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$3K ﹤0.01%
52
– –
ILMN icon
539
Illumina
ILMN
$29B
$3K ﹤0.01%
+9
New +$3.1K
IWD icon
540
iShares Russell 1000 Value ETF
IWD
$84.2B
$3K ﹤0.01%
24
– –
JCI icon
541
Johnson Controls International
JCI
$91.3B
$3K ﹤0.01%
83
– –
KMB icon
542
Kimberly-Clark
KMB
$35.9B
$3K ﹤0.01%
19
– –
KURE icon
543
KraneShares MSCI All China Health Care Index ETF
KURE
$108M
$3K ﹤0.01%
75
– –
MDB icon
544
MongoDB
MDB
$33.5B
$3K ﹤0.01%
15
+5
+50% +$1.08K
MLPA icon
545
Global X MLP ETF
MLPA
$2.27B
$3K ﹤0.01%
138
– –
NEM icon
546
Newmont
NEM
$124B
$3K ﹤0.01%
49
– –
OTIS icon
547
Otis Worldwide
OTIS
$27.7B
$3K ﹤0.01%
42
– –
PAA icon
548
Plains All American Pipeline
PAA
$16.4B
$3K ﹤0.01%
522
+12
+2% +$89
PLTM icon
549
GraniteShares Platinum Shares
PLTM
$190M
$3K ﹤0.01%
+300
New +$2.69K
POST icon
550
Post Holdings
POST
$3.45B
$3K ﹤0.01%
46
– –
20 21
22
23 24

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.