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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUY
526
DELISTED
Yamana Gold, Inc.
AUY
$3K ﹤0.01%
1,030
– –
RDS.B
527
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3K ﹤0.01%
85
+42
+98% +$1.97K
WORK
528
DELISTED
Slack Technologies, Inc.
WORK
$3K ﹤0.01%
112
+100
+833% +$2.41K
DNR
529
DELISTED
Denbury Resources, Inc.
DNR
$3K ﹤0.01%
+17,235
New +$14.4K
ABEV icon
530
Ambev
ABEV
$45.4B
$2K ﹤0.01%
1,044
– –
BLDP
531
Ballard Power Systems
BLDP
$769M
$2K ﹤0.01%
270
– –
BNS icon
532
Scotiabank
BNS
$108B
$2K ﹤0.01%
55
– –
CIG icon
533
CEMIG Preferred Shares
CIG
$5.84B
$2K ﹤0.01%
2,148
– –
DOCU
534
DocuSign
DOCU
$11.4B
$2K ﹤0.01%
27
– –
DRIP icon
535
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
$105M
– –
0
– –
DXC icon
536
DXC Technology
DXC
$1.74B
$2K ﹤0.01%
171
– –
EDIT icon
537
Editas Medicine
EDIT
$432M
$2K ﹤0.01%
100
-34
-25% -$858
EDU icon
538
New Oriental
EDU
$9.24B
$2K ﹤0.01%
15
– –
ESRT icon
539
Empire State Realty Trust
ESRT
$802M
$2K ﹤0.01%
229
+2
+0.9% +$24
ET icon
540
Energy Transfer Partners
ET
$70.9B
$2K ﹤0.01%
500
– –
EXC icon
541
Exelon
EXC
$45.8B
$2K ﹤0.01%
81
– –
FNV icon
542
Franco-Nevada
FNV
$46.5B
$2K ﹤0.01%
17
– –
FSM icon
543
Fortuna Silver Mines
FSM
$3.18B
$2K ﹤0.01%
+750
New +$2.54K
GBX icon
544
The Greenbrier Companies
GBX
$1.43B
$2K ﹤0.01%
100
– –
GS icon
545
Goldman Sachs
GS
$301B
$2K ﹤0.01%
13
– –
GUSH icon
546
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$240M
$2K ﹤0.01%
+572
New +$89.5K
HMY icon
547
Harmony Gold Mining
HMY
$12.4B
$2K ﹤0.01%
1,071
– –
HYG icon
548
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$2K ﹤0.01%
+30
New +$2.53K
IAG icon
549
IAMGOLD
IAG
$10.5B
$2K ﹤0.01%
705
– –
ICF icon
550
iShares Select U.S. REIT ETF
ICF
$2.08B
$2K ﹤0.01%
50
– –
20 21
22
23 24

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.