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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
526
Las Vegas Sands
LVS
$29.6B
$4K ﹤0.01%
+60
New +$3.74K
MDLZ icon
527
Mondelez International
MDLZ
$79.9B
$4K ﹤0.01%
69
– –
MDY icon
528
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$4K ﹤0.01%
10
– –
NVR icon
529
NVR
NVR
$17B
$4K ﹤0.01%
1
– –
PCG icon
530
PG&E
PCG
$38.5B
$4K ﹤0.01%
+380
New +$3.26K
PRF icon
531
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$4K ﹤0.01%
+140
New +$3.41K
RMBS icon
532
Rambus
RMBS
$11B
$4K ﹤0.01%
296
– –
SHOP icon
533
Shopify
SHOP
$195B
$4K ﹤0.01%
90
-120
-57% -$4.06K
TAK icon
534
Takeda Pharmaceutical
TAK
$55.7B
$4K ﹤0.01%
190
– –
TBI
535
Trueblue
TBI
$311M
$4K ﹤0.01%
150
– –
UA icon
536
Under Armour Class C
UA
$2.53B
$4K ﹤0.01%
212
– –
VBK icon
537
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$4K ﹤0.01%
18
– –
AUY
538
DELISTED
Yamana Gold, Inc.
AUY
$4K ﹤0.01%
1,030
– –
FMO
539
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$4K ﹤0.01%
95
– –
MFT
540
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
BDJ icon
541
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$3K ﹤0.01%
287
– –
BFH icon
542
Bread Financial
BFH
$4.38B
$3K ﹤0.01%
33
– –
BNS icon
543
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
BSCP
544
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3K ﹤0.01%
140
– –
BTG icon
545
B2Gold
BTG
$6.64B
$3K ﹤0.01%
700
– –
DGP icon
546
DB Gold Double Long ETN due February 15, 2038
DGP
$248M
$3K ﹤0.01%
100
– –
DVN icon
547
Devon Energy
DVN
$47.3B
$3K ﹤0.01%
100
– –
ESRT icon
548
Empire State Realty Trust
ESRT
$836M
$3K ﹤0.01%
227
+1
+0.4% +$14
EXC icon
549
Exelon
EXC
$47B
$3K ﹤0.01%
81
– –
FEZ icon
550
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$3K ﹤0.01%
+65
New +$2.56K
20 21
22
23 24

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.