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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
526
Capital One
COF
$134B
$2K ﹤0.01%
20
– –
CRON
527
Cronos Group
CRON
$1.14B
$2K ﹤0.01%
177
-201
-53% -$2.57K
DVN icon
528
Devon Energy
DVN
$47.3B
$2K ﹤0.01%
100
– –
EDIT icon
529
Editas Medicine
EDIT
$442M
$2K ﹤0.01%
100
– –
EWP icon
530
iShares MSCI Spain ETF
EWP
$2.17B
$2K ﹤0.01%
64
-140,223
-100% -$3.88M
FHN icon
531
First Horizon
FHN
$12.1B
$2K ﹤0.01%
+100
New +$1.58K
FSM icon
532
Fortuna Silver Mines
FSM
$3.07B
$2K ﹤0.01%
500
– –
GT icon
533
Goodyear
GT
$1.85B
$2K ﹤0.01%
120
– –
IAG icon
534
IAMGOLD
IAG
$10.5B
$2K ﹤0.01%
705
– –
NEM icon
535
Newmont
NEM
$119B
$2K ﹤0.01%
49
– –
NTLA icon
536
Intellia Therapeutics
NTLA
$1.67B
$2K ﹤0.01%
152
– –
OKTA icon
537
Okta
OKTA
$25.8B
$2K ﹤0.01%
22
– –
OPI
538
DELISTED
Office Properties Income Trust
OPI
$2K ﹤0.01%
53
– –
PIPR icon
539
Piper Sandler
PIPR
$5.29B
$2K ﹤0.01%
112
– –
PPLT
540
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$2K ﹤0.01%
+250
New +$2.08K
HTT
541
High Templar Tech Ltd
HTT
$391M
$2K ﹤0.01%
219
– –
ROKU icon
542
Roku
ROKU
$22.7B
$2K ﹤0.01%
20
-25
-56% -$3.06K
ROM icon
543
ProShares Ultra Technology
ROM
$1.29B
$2K ﹤0.01%
+160
New +$2.46K
RSPS icon
544
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$257M
$2K ﹤0.01%
70
-140,110
-100% -$3.84M
RSPT icon
545
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$2K ﹤0.01%
110
-81,700
-100% -$1.47M
SAND
546
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
385
– –
SFIX
547
Stitch Fix
SFIX
$560M
$2K ﹤0.01%
107
– –
SGDM icon
548
Sprott Gold Miners ETF
SGDM
$662M
$2K ﹤0.01%
95
– –
SPLV icon
549
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$2K ﹤0.01%
+35
New +$1.97K
STZ icon
550
Constellation Brands
STZ
$23.2B
$2K ﹤0.01%
12
– –
20 21
22
23 24

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.