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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.86%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$245M
AUM Growth
-$27.9M
Cap. Flow
-$38.3M
Cap. Flow %
-15.63%
Top 10 Hldgs %
64.76%
Holding
654
New
34
Increased
75
Reduced
93
Closed
36

Top Buys

Rank Stock Value
1
EWA icon
iShares MSCI Australia ETF
EWA
+$14.3M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$14.2M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$13.6M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$13M
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$7.83M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.8M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$13.1M
3
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.8M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.7M
5
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$11.7M

Sector Composition

Rank Sector Weight
1 Technology 22.1%
2 Industrials 5.46%
3 Consumer Discretionary 4.33%
4 Financials 2.33%
5 Healthcare 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLR icon
526
First Solar
FSLR
$27.2B
$2K ﹤0.01%
30
– –
GT icon
527
Goodyear
GT
$1.88B
$2K ﹤0.01%
120
– –
HMY icon
528
Harmony Gold Mining
HMY
$12.2B
$2K ﹤0.01%
1,071
– –
IAG icon
529
IAMGOLD
IAG
$10.5B
$2K ﹤0.01%
705
– –
JNUG icon
530
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$520M
$2K ﹤0.01%
+4
New +$1.69K
KGC icon
531
Kinross Gold
KGC
$32.3B
$2K ﹤0.01%
545
– –
LABU icon
532
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$588M
$2K ﹤0.01%
2
– –
NEM icon
533
Newmont
NEM
$118B
$2K ﹤0.01%
+49
New +$1.66K
NTLA icon
534
Intellia Therapeutics
NTLA
$1.66B
$2K ﹤0.01%
152
– –
PIPR icon
535
Piper Sandler
PIPR
$5.25B
$2K ﹤0.01%
112
– –
HTT
536
High Templar Tech Ltd
HTT
$393M
$2K ﹤0.01%
219
– –
SAND
537
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
385
– –
SGDM icon
538
Sprott Gold Miners ETF
SGDM
$655M
$2K ﹤0.01%
95
– –
STZ icon
539
Constellation Brands
STZ
$23.3B
$2K ﹤0.01%
+12
New +$2.34K
TRN icon
540
Trinity Industries
TRN
$2.39B
$2K ﹤0.01%
100
– –
VEEV icon
541
Veeva Systems
VEEV
$37.1B
$2K ﹤0.01%
+15
New +$2.19K
VYM icon
542
Vanguard High Dividend Yield ETF
VYM
$82.7B
$2K ﹤0.01%
+20
New +$1.73K
YUMC icon
543
Yum China
YUMC
$16.3B
$2K ﹤0.01%
39
– –
PRSP
544
DELISTED
Perspecta Inc. Common Stock
PRSP
$2K ﹤0.01%
85
– –
APHA
545
DELISTED
Aphria Inc. Common Shares
APHA
$2K ﹤0.01%
355
– –
ZGBR
546
DELISTED
SPDR Solactive United Kingdom ETF
ZGBR
$2K ﹤0.01%
49
– –
ACA icon
547
Arcosa
ACA
$7.12B
$1K ﹤0.01%
33
– –
ALB icon
548
Albemarle
ALB
$15.3B
$1K ﹤0.01%
21
– –
BKD icon
549
Brookdale Senior Living
BKD
$3.42B
$1K ﹤0.01%
95
– –
BLDP
550
Ballard Power Systems
BLDP
$766M
$1K ﹤0.01%
270
– –
20 21
22
23 24

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Tradewinds Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Tradewinds Capital Management held 654 positions worth $245M, down 10% from $273M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management withdrew a net $38.3M in Q2 2019, closing 36 positions and reducing 93 holdings. Its most notable exit was Invesco Trust Investment Grade Municipals, an estimated $1.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 18% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in iShares MSCI Australia ETF worth $14.8M.

  • Tradewinds Capital Management's largest Q2 2019 buy was iShares MSCI Australia ETF: 654,891 shares worth $14.8M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2019, an estimated $13.6M increase.
  • Tradewinds Capital Management's biggest Q2 2019 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $28.8M.
  • Tradewinds Capital Management fully exited Invesco Trust Investment Grade Municipals in Q2 2019, selling an estimated $1.44M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $245M portfolio in Q2 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 36 in Q2 2019.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $245M.

Based on Tradewinds Capital Management's 13F filing for Q2 2019, filed 8 Aug 2019.