We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARWR icon
526
Arrowhead Research
ARWR
$12.4B
$2K ﹤0.01%
+104
New +$1.72K
BDJ icon
527
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2K ﹤0.01%
287
– –
BTG icon
528
B2Gold
BTG
$6.64B
$2K ﹤0.01%
700
– –
COF icon
529
Capital One
COF
$134B
$2K ﹤0.01%
20
– –
CRM icon
530
Salesforce
CRM
$158B
$2K ﹤0.01%
15
– –
DGP icon
531
DB Gold Double Long ETN due February 15, 2038
DGP
$248M
$2K ﹤0.01%
+100
New +$2.52K
EDIT icon
532
Editas Medicine
EDIT
$442M
$2K ﹤0.01%
100
-177
-64% -$4.01K
CHRN
533
ChronoScale Holdings
CHRN
$3.04B
$2K ﹤0.01%
4
– –
FSLR icon
534
First Solar
FSLR
$26.9B
$2K ﹤0.01%
30
– –
FSM icon
535
Fortuna Silver Mines
FSM
$3.07B
$2K ﹤0.01%
500
– –
GT icon
536
Goodyear
GT
$1.85B
$2K ﹤0.01%
120
– –
HMY icon
537
Harmony Gold Mining
HMY
$12.3B
$2K ﹤0.01%
1,071
– –
IAG icon
538
IAMGOLD
IAG
$10.5B
$2K ﹤0.01%
705
– –
KGC icon
539
Kinross Gold
KGC
$32.8B
$2K ﹤0.01%
545
– –
KINS icon
540
Kingstone Companies
KINS
$276M
$2K ﹤0.01%
+151
New +$2.46K
PIPR icon
541
Piper Sandler
PIPR
$5.29B
$2K ﹤0.01%
112
– –
BCIC
542
BCP Investment Corp
BCIC
$92.9M
$2K ﹤0.01%
56
– –
SAND
543
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
385
– –
SGDM icon
544
Sprott Gold Miners ETF
SGDM
$662M
$2K ﹤0.01%
95
– –
SHOP icon
545
Shopify
SHOP
$195B
$2K ﹤0.01%
+100
New +$1.77K
TQQQ icon
546
ProShares UltraPro QQQ
TQQQ
$37.9B
$2K ﹤0.01%
280
-120
-30% -$727
TRN icon
547
Trinity Industries
TRN
$2.38B
$2K ﹤0.01%
100
– –
UVE icon
548
Universal Insurance Holdings
UVE
$1.23B
$2K ﹤0.01%
52
– –
YUMC icon
549
Yum China
YUMC
$16.3B
$2K ﹤0.01%
39
– –
SILV
550
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$2K ﹤0.01%
670
– –
20 21
22
23 24

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.