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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBI
526
Trueblue
TBI
$311M
$3K ﹤0.01%
150
– –
TD icon
527
Toronto Dominion Bank
TD
$200B
$3K ﹤0.01%
55
– –
TPR icon
528
Tapestry
TPR
$32.8B
$3K ﹤0.01%
93
– –
UA icon
529
Under Armour Class C
UA
$2.53B
$3K ﹤0.01%
212
– –
VBK icon
530
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3K ﹤0.01%
18
– –
VBR icon
531
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$3K ﹤0.01%
+24
New +$3.04K
VDC icon
532
Vanguard Consumer Staples ETF
VDC
$7.99B
$3K ﹤0.01%
+22
New +$3.08K
VMBS icon
533
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$3K ﹤0.01%
+64
New +$3.25K
XYZ
534
Block Inc
XYZ
$47.5B
$3K ﹤0.01%
+45
New +$3.18K
EVA
535
DELISTED
Enviva Inc.
EVA
$3K ﹤0.01%
100
– –
FRGI
536
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$3K ﹤0.01%
200
– –
CS
537
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
260
– –
RDS.B
538
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3K ﹤0.01%
43
– –
APHA
539
DELISTED
Aphria Inc. Common Shares
APHA
$3K ﹤0.01%
+492
New +$3.88K
AGN
540
DELISTED
Allergan plc
AGN
$3K ﹤0.01%
20
-33
-62% -$5.41K
APOG icon
541
Apogee Enterprises
APOG
$908M
$2K ﹤0.01%
71
– –
BDJ icon
542
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2K ﹤0.01%
287
– –
BLDP
543
Ballard Power Systems
BLDP
$790M
$2K ﹤0.01%
770
– –
BTG icon
544
B2Gold
BTG
$6.64B
$2K ﹤0.01%
700
– –
COF icon
545
Capital One
COF
$134B
$2K ﹤0.01%
20
– –
CPB icon
546
Campbell Soup
CPB
$6.87B
$2K ﹤0.01%
+50
New +$1.89K
CRM icon
547
Salesforce
CRM
$158B
$2K ﹤0.01%
15
– –
DVN icon
548
Devon Energy
DVN
$47.3B
$2K ﹤0.01%
100
– –
FSM icon
549
Fortuna Silver Mines
FSM
$3.07B
$2K ﹤0.01%
500
– –
GT icon
550
Goodyear
GT
$1.85B
$2K ﹤0.01%
120
– –
20 21
22
23 24

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AAS
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FGAM
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MCM
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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.