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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$223M
AUM Growth
+$18.1M
Cap. Flow
+$16.8M
Cap. Flow %
7.55%
Top 10 Hldgs %
56.22%
Holding
780
New
45
Increased
94
Reduced
101
Closed
118

Top Buys

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$12.5M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$12.1M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.4M
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$11.4M
5
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$9.39M

Top Sells

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$15.7M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$12.3M
3
EWP icon
iShares MSCI Spain ETF
EWP
+$12.3M
4
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$8.46M
5
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.97M

Sector Composition

Rank Sector Weight
1 Technology 19.32%
2 Industrials 5.94%
3 Consumer Discretionary 4.1%
4 Healthcare 2.74%
5 Financials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
526
Devon Energy
DVN
$47.3B
$3K ﹤0.01%
100
– –
EWA icon
527
iShares MSCI Australia ETF
EWA
$1.45B
$3K ﹤0.01%
136
+131
+2,620% +$3.02K
FSM icon
528
Fortuna Silver Mines
FSM
$3.07B
$3K ﹤0.01%
500
– –
GT icon
529
Goodyear
GT
$1.85B
$3K ﹤0.01%
120
– –
HMY icon
530
Harmony Gold Mining
HMY
$12.3B
$3K ﹤0.01%
1,071
– –
JD icon
531
JD.com
JD
$44.5B
$3K ﹤0.01%
78
+75
+2,500% +$3.4K
MDLZ icon
532
Mondelez International
MDLZ
$79.9B
$3K ﹤0.01%
69
– –
MDY icon
533
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$3K ﹤0.01%
10
– –
NVO
534
Novo Nordisk
NVO
$209B
$3K ﹤0.01%
110
– –
SNCR
535
DELISTED
Synchronoss Technologies
SNCR
$3K ﹤0.01%
32
– –
STX icon
536
Seagate
STX
$184B
$3K ﹤0.01%
50
– –
TEVA icon
537
Teva Pharmaceuticals
TEVA
$41.2B
$3K ﹤0.01%
200
– –
TRN icon
538
Trinity Industries
TRN
$2.38B
$3K ﹤0.01%
139
– –
USL icon
539
United States 12 Month Oil Fund,
USL
$43.3M
$3K ﹤0.01%
128
– –
VBK icon
540
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3K ﹤0.01%
18
– –
YUM icon
541
Yum! Brands
YUM
$41.1B
$3K ﹤0.01%
39
– –
EVA
542
DELISTED
Enviva Inc.
EVA
$3K ﹤0.01%
100
– –
JPS
543
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$3K ﹤0.01%
316
-1,250
-80% -$12K
RDS.B
544
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3K ﹤0.01%
50
+7
+16% +$471
MXWL
545
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
BBL
546
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$3K ﹤0.01%
87
– –
ACCO icon
547
Acco Brands
ACCO
$407M
$2K ﹤0.01%
141
– –
AG icon
548
First Majestic Silver
AG
$9.07B
$2K ﹤0.01%
310
– –
AGG icon
549
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
BCE icon
550
BCE
BCE
$21.2B
$2K ﹤0.01%
50
– –
20 21
22
23 24

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Tradewinds Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Tradewinds Capital Management held 780 positions worth $223M, up 8.8% from $205M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management deployed $16.8M of net new capital in Q1 2018, opening 45 new positions and adding to 94 existing holdings. Its largest new stake was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio Europe ETF, an estimated $15.7M trimmed.

  • Tradewinds Capital Management's largest Q1 2018 buy was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Financials ETF in Q1 2018, an estimated $12.5M increase.
  • Tradewinds Capital Management's biggest Q1 2018 reduction was State Street SPDR Portfolio Europe ETF, cutting an estimated $15.7M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q1 2018, selling an estimated $801K.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $223M portfolio in Q1 2018.
  • Tradewinds Capital Management opened 45 new positions and closed 118 in Q1 2018.
  • Tradewinds Capital Management's portfolio value rose 8.8% quarter-over-quarter to $223M.

Based on Tradewinds Capital Management's 13F filing for Q1 2018, filed 2 May 2018.