We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRT icon
526
Empire State Realty Trust
ESRT
$852M
$4K ﹤0.01%
216
+1
+0.5% +$20
FIS icon
527
Fidelity National Information Services
FIS
$22.9B
$4K ﹤0.01%
42
– –
FNDX icon
528
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$4K ﹤0.01%
342
-1,713
-83% -$20.7K
GT icon
529
Goodyear
GT
$2.07B
$4K ﹤0.01%
120
– –
IAG icon
530
IAMGOLD
IAG
$8.55B
$4K ﹤0.01%
705
– –
MDY icon
531
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$4K ﹤0.01%
10
– –
MRCC
532
DELISTED
Monroe Capital Corp
MRCC
$4K ﹤0.01%
+300
New +$4.3K
RMBS icon
533
Rambus
RMBS
$10.9B
$4K ﹤0.01%
296
– –
TBI
534
Trueblue
TBI
$234M
$4K ﹤0.01%
150
– –
TEVA icon
535
Teva Pharmaceuticals
TEVA
$40.1B
$4K ﹤0.01%
200
– –
TPR icon
536
Tapestry
TPR
$31.5B
$4K ﹤0.01%
93
– –
TRN icon
537
Trinity Industries
TRN
$2.55B
$4K ﹤0.01%
139
– –
VOT icon
538
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$4K ﹤0.01%
33
– –
WB icon
539
Weibo
WB
$1.99B
$4K ﹤0.01%
36
– –
WPRT
540
Westport Fuel Systems
WPRT
$35M
$4K ﹤0.01%
100
– –
WRB icon
541
W.R. Berkley
WRB
$26.5B
$4K ﹤0.01%
203
– –
FRGI
542
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$4K ﹤0.01%
200
– –
RJA
543
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$4K ﹤0.01%
664
– –
PX
544
DELISTED
Praxair Inc
PX
$4K ﹤0.01%
25
– –
MFT
545
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
BBL
546
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$4K ﹤0.01%
87
-112
-56% -$4.16K
APOG icon
547
Apogee Enterprises
APOG
$888M
$3K ﹤0.01%
71
– –
BDJ icon
548
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$3K ﹤0.01%
287
– –
BLDP
549
Ballard Power Systems
BLDP
$826M
$3K ﹤0.01%
770
+250
+48% +$1.22K
EMLC icon
550
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$3K ﹤0.01%
+69
New +$2.59K
20 21
22
23 24

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.