TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+5.33%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$652K
Cap. Flow %
-0.32%
Top 10 Hldgs %
56.5%
Holding
796
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

1
EWP icon
iShares MSCI Spain ETF
EWP
+$12M
2
SPEU icon
SPDR Portfolio Europe ETF
SPEU
+$5.56M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$4.02M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.89M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.79M

Top Sells

1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$12M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
+$2.55M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$947K

Sector Composition

1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ESRT icon
526
Empire State Realty Trust
ESRT
$1.29B
$4K ﹤0.01%
216
+1
+0.5% +$19
FIS icon
527
Fidelity National Information Services
FIS
$35.9B
$4K ﹤0.01%
42
– –
FNDX icon
528
Schwab Fundamental US Large Company Index ETF
FNDX
$19.9B
$4K ﹤0.01%
342
-1,713
-83% -$20K
GT icon
529
Goodyear
GT
$2.45B
$4K ﹤0.01%
120
– –
IAG icon
530
IAMGOLD
IAG
$5.76B
$4K ﹤0.01%
705
– –
MDY icon
531
SPDR S&P MidCap 400 ETF Trust
MDY
$23.9B
$4K ﹤0.01%
10
– –
MRCC icon
532
Monroe Capital Corp
MRCC
$162M
$4K ﹤0.01%
+300
New +$4K
RMBS icon
533
Rambus
RMBS
$8.02B
$4K ﹤0.01%
296
– –
TBI
534
Trueblue
TBI
$165M
$4K ﹤0.01%
150
– –
TEVA icon
535
Teva Pharmaceuticals
TEVA
$22.6B
$4K ﹤0.01%
200
– –
TPR icon
536
Tapestry
TPR
$21.9B
$4K ﹤0.01%
93
– –
TRN icon
537
Trinity Industries
TRN
$2.28B
$4K ﹤0.01%
139
– –
VOT icon
538
Vanguard Mid-Cap Growth ETF
VOT
$17.7B
$4K ﹤0.01%
33
– –
WB icon
539
Weibo
WB
$3B
$4K ﹤0.01%
36
– –
WPRT
540
Westport Fuel Systems
WPRT
$40.4M
$4K ﹤0.01%
100
– –
WRB icon
541
W.R. Berkley
WRB
$27.4B
$4K ﹤0.01%
203
– –
FRGI
542
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$4K ﹤0.01%
200
– –
RJA
543
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$4K ﹤0.01%
664
– –
PX
544
DELISTED
Praxair Inc
PX
$4K ﹤0.01%
25
– –
MFT
545
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
BBL
546
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$4K ﹤0.01%
87
-112
-56% -$5.15K
NVO icon
547
Novo Nordisk
NVO
$241B
$3K ﹤0.01%
110
– –
SHYG icon
548
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.27B
$3K ﹤0.01%
+65
New +$3K
SNCR icon
549
Synchronoss Technologies
SNCR
$65.4M
$3K ﹤0.01%
32
– –
SPHD icon
550
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.15B
$3K ﹤0.01%
60
– –
20 21
22
23 24