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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFT
526
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
APOG icon
527
Apogee Enterprises
APOG
$888M
$3K ﹤0.01%
71
– –
BDJ icon
528
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$3K ﹤0.01%
287
– –
CCJ icon
529
Cameco
CCJ
$40.5B
$3K ﹤0.01%
340
+250
+278% +$2.48K
CIG icon
530
CEMIG Preferred Shares
CIG
$6.15B
$3K ﹤0.01%
2,148
– –
EWJ icon
531
iShares MSCI Japan ETF
EWJ
$22.4B
$3K ﹤0.01%
+48
New +$2.62K
FSK icon
532
FS KKR Capital
FSK
$3.21B
$3K ﹤0.01%
+103
New +$3.54K
FTXL icon
533
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
$3K ﹤0.01%
+118
New +$3.07K
HL icon
534
Hecla Mining
HL
$10.3B
$3K ﹤0.01%
580
– –
KBA icon
535
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$146M
$3K ﹤0.01%
100
– –
KRE icon
536
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
$3K ﹤0.01%
50
– –
MDLZ icon
537
Mondelez International
MDLZ
$79.2B
$3K ﹤0.01%
69
– –
MDY icon
538
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$3K ﹤0.01%
10
– –
MLPA icon
539
Global X MLP ETF
MLPA
$2.28B
$3K ﹤0.01%
51
-58
-53% -$3.64K
NVO
540
Novo Nordisk
NVO
$196B
$3K ﹤0.01%
110
– –
PBW icon
541
Invesco WilderHill Clean Energy ETF
PBW
$427M
$3K ﹤0.01%
120
– –
SJM icon
542
J.M. Smucker
SJM
$12.7B
$3K ﹤0.01%
31
– –
SNCR
543
DELISTED
Synchronoss Technologies
SNCR
$3K ﹤0.01%
32
– –
STX icon
544
Seagate
STX
$192B
$3K ﹤0.01%
+100
New +$3.4K
TBI
545
Trueblue
TBI
$234M
$3K ﹤0.01%
150
– –
TRN icon
546
Trinity Industries
TRN
$2.55B
$3K ﹤0.01%
139
– –
TWLO icon
547
Twilio
TWLO
$29.5B
$3K ﹤0.01%
110
– –
VBK icon
548
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.1B
$3K ﹤0.01%
18
– –
WPRT
549
Westport Fuel Systems
WPRT
$35M
$3K ﹤0.01%
100
– –
XLY icon
550
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$3K ﹤0.01%
66
– –
20 21
22
23 24

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.