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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCO
526
DELISTED
Exco Resources
XCO
$4K ﹤0.01%
1,357
+1
+0.1% +$6
MFT
527
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
BDJ icon
528
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$3K ﹤0.01%
287
– –
BNS icon
529
Scotiabank
BNS
$107B
$3K ﹤0.01%
55
– –
CIG icon
530
CEMIG Preferred Shares
CIG
$6.26B
$3K ﹤0.01%
2,148
– –
HL icon
531
Hecla Mining
HL
$9.47B
$3K ﹤0.01%
580
– –
INO icon
532
Inovio Pharmaceuticals
INO
$55.7M
$3K ﹤0.01%
28
– –
KBA icon
533
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
$3K ﹤0.01%
+100
New +$2.88K
KRE icon
534
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$3K ﹤0.01%
+50
New +$2.69K
MDLZ icon
535
Mondelez International
MDLZ
$79.5B
$3K ﹤0.01%
69
– –
MDY icon
536
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$3K ﹤0.01%
10
– –
MTCH icon
537
Match Group
MTCH
$9.19B
$3K ﹤0.01%
+200
New +$3.67K
PBW icon
538
Invesco WilderHill Clean Energy ETF
PBW
$407M
$3K ﹤0.01%
120
– –
RMBS icon
539
Rambus
RMBS
$9.87B
$3K ﹤0.01%
296
– –
TRN icon
540
Trinity Industries
TRN
$2.49B
$3K ﹤0.01%
139
– –
TWLO icon
541
Twilio
TWLO
$30B
$3K ﹤0.01%
110
– –
VBK icon
542
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$3K ﹤0.01%
+18
New +$2.58K
XLY icon
543
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$3K ﹤0.01%
66
– –
YUM icon
544
Yum! Brands
YUM
$41.8B
$3K ﹤0.01%
39
– –
BFX
545
DELISTED
BowFlex Inc.
BFX
$3K ﹤0.01%
133
– –
JPS
546
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$3K ﹤0.01%
316
-158
-33% -$1.57K
BBBY
547
DELISTED
Bed Bath & Beyond Inc
BBBY
$3K ﹤0.01%
100
– –
AUY
548
DELISTED
Yamana Gold, Inc.
AUY
$3K ﹤0.01%
1,030
– –
OAK
549
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$3K ﹤0.01%
72
+1
+1% +$46
PX
550
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
20 21
22
23 24

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.