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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNG icon
526
United States Natural Gas Fund
UNG
$447M
$4K ﹤0.01%
31
– –
WRB icon
527
W.R. Berkley
WRB
$26.7B
$4K ﹤0.01%
+203
New +$4.18K
CS
528
DELISTED
Credit Suisse Group
CS
$4K ﹤0.01%
260
– –
DBD
529
DELISTED
Diebold Nixdorf Incorporated
DBD
$4K ﹤0.01%
127
– –
BBBY
530
DELISTED
Bed Bath & Beyond Inc
BBBY
$4K ﹤0.01%
100
– –
CAJ
531
DELISTED
Canon, Inc.
CAJ
$4K ﹤0.01%
135
– –
RJA
532
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$4K ﹤0.01%
664
– –
MFT
533
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
APA icon
534
APA Corp
APA
$12.7B
$3K ﹤0.01%
55
+28
+104% +$1.57K
BCE icon
535
BCE
BCE
$21.1B
$3K ﹤0.01%
58
– –
BNS icon
536
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
CCJ icon
537
Cameco
CCJ
$41.8B
$3K ﹤0.01%
+257
New +$2.93K
EUO icon
538
ProShares UltraShort Euro
EUO
$34.7M
$3K ﹤0.01%
105
– –
FIS icon
539
Fidelity National Information Services
FIS
$21.8B
$3K ﹤0.01%
42
– –
FSM icon
540
Fortuna Silver Mines
FSM
$2.92B
$3K ﹤0.01%
500
-500
-50% -$2.95K
GPRO icon
541
GoPro
GPRO
$129M
$3K ﹤0.01%
300
– –
HL icon
542
Hecla Mining
HL
$11B
$3K ﹤0.01%
580
– –
HMY icon
543
Harmony Gold Mining
HMY
$11.4B
$3K ﹤0.01%
1,071
– –
IXC icon
544
iShares Global Energy ETF
IXC
$2.77B
$3K ﹤0.01%
80
– –
JRS icon
545
Nuveen Real Estate Income Fund
JRS
$246M
– –
0
– –
MDLZ icon
546
Mondelez International
MDLZ
$79.9B
$3K ﹤0.01%
69
– –
MDY icon
547
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
$3K ﹤0.01%
10
– –
NOV icon
548
NOV
NOV
$7.14B
$3K ﹤0.01%
+76
New +$2.96K
NTLA icon
549
Intellia Therapeutics
NTLA
$1.55B
$3K ﹤0.01%
248
– –
RIG icon
550
Transocean
RIG
$5.81B
$3K ﹤0.01%
205
– –
20 21
22
23 24

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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.