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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PX
526
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
CBI
527
DELISTED
Chicago Bridge & Iron Nv
CBI
$3K ﹤0.01%
100
– –
ARIS
528
DELISTED
ARI Network Services, Inc.
ARIS
$3K ﹤0.01%
500
– –
WPT
529
DELISTED
World Point Terminals, LP
WPT
– –
-175
Closed -$2.74K
SWC
530
DELISTED
Stillwater Mining Co
SWC
$3K ﹤0.01%
200
– –
ACCO icon
531
Acco Brands
ACCO
$407M
$2K ﹤0.01%
141
– –
APA icon
532
APA Corp
APA
$13.3B
$2K ﹤0.01%
27
-76
-74% -$4.79K
BDJ icon
533
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2K ﹤0.01%
287
– –
BTG icon
534
B2Gold
BTG
$6.7B
$2K ﹤0.01%
700
– –
CALM icon
535
Cal-Maine
CALM
$3.99B
$2K ﹤0.01%
50
– –
CHGG icon
536
Chegg
CHGG
$103M
$2K ﹤0.01%
295
– –
CIG icon
537
CEMIG Preferred Shares
CIG
$6.01B
$2K ﹤0.01%
2,148
– –
CLF icon
538
Cleveland-Cliffs
CLF
$6.99B
$2K ﹤0.01%
+250
New +$1.88K
CMG icon
539
Chipotle Mexican Grill
CMG
$41.5B
$2K ﹤0.01%
+250
New +$1.97K
CRTO icon
540
Criteo S.A. Ordinary Shares
CRTO
$923M
$2K ﹤0.01%
60
– –
CUBI icon
541
Customers Bancorp
CUBI
$2.77B
$2K ﹤0.01%
+50
New +$1.48K
OPPJ
542
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$284M
$2K ﹤0.01%
+90
New +$1.53K
EGO icon
543
Eldorado Gold
EGO
$9.89B
$2K ﹤0.01%
+150
New +$2.36K
EXC icon
544
Exelon
EXC
$47B
$2K ﹤0.01%
81
– –
HDGE icon
545
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$2K ﹤0.01%
20
-100
-83% -$9.52K
HMY icon
546
Harmony Gold Mining
HMY
$12.3B
$2K ﹤0.01%
1,071
+336
+46% +$892
ICE icon
547
Intercontinental Exchange
ICE
$84.4B
$2K ﹤0.01%
40
– –
INO icon
548
Inovio Pharmaceuticals
INO
$69M
$2K ﹤0.01%
28
– –
KGC icon
549
Kinross Gold
KGC
$32.8B
$2K ﹤0.01%
545
– –
KNDI
550
Kandi Technologies Group
KNDI
$65.5M
$2K ﹤0.01%
400
– –
20 21
22
23 24

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.