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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAO
526
DELISTED
Invesco China Real Estate ETF
TAO
$3K ﹤0.01%
+125
New +$2.74K
WIN
527
DELISTED
Windstream Holdings Inc
WIN
$3K ﹤0.01%
61
– –
CBI
528
DELISTED
Chicago Bridge & Iron Nv
CBI
$3K ﹤0.01%
100
– –
WPT
529
DELISTED
World Point Terminals, LP
WPT
$3K ﹤0.01%
+175
New +$2.71K
SWC
530
DELISTED
Stillwater Mining Co
SWC
$3K ﹤0.01%
200
– –
WPZ
531
DELISTED
Williams Partners L.P.
WPZ
$3K ﹤0.01%
+75
New +$2.76K
SPN
532
DELISTED
Superior Energy Services, Inc.
SPN
$3K ﹤0.01%
+14
New +$2.35K
AGG icon
533
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
BDJ icon
534
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2K ﹤0.01%
287
– –
BIB icon
535
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$2K ﹤0.01%
+40
New +$1.9K
BKD icon
536
Brookdale Senior Living
BKD
$3.4B
$2K ﹤0.01%
95
– –
BTG icon
537
B2Gold
BTG
$6.7B
$2K ﹤0.01%
+700
New +$2.08K
CALM icon
538
Cal-Maine
CALM
$3.99B
$2K ﹤0.01%
50
– –
CC icon
539
Chemours
CC
$2.37B
$2K ﹤0.01%
150
-13
-8% -$148
CCJ icon
540
Cameco
CCJ
$42.4B
$2K ﹤0.01%
+214
New +$2.06K
CDE icon
541
Coeur Mining
CDE
$17.9B
$2K ﹤0.01%
+161
New +$2.2K
CHGG icon
542
Chegg
CHGG
$103M
$2K ﹤0.01%
295
– –
CRTO icon
543
Criteo S.A. Ordinary Shares
CRTO
$923M
$2K ﹤0.01%
60
– –
DVN icon
544
Devon Energy
DVN
$47.3B
$2K ﹤0.01%
45
-41
-48% -$1.66K
EQNR icon
545
Equinor
EQNR
$92.4B
$2K ﹤0.01%
+96
New +$1.56K
ERIC icon
546
Ericsson
ERIC
$33.3B
$2K ﹤0.01%
274
+114
+71% +$827
EXC icon
547
Exelon
EXC
$47B
$2K ﹤0.01%
81
– –
GDXJ icon
548
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
51
-50
-50% -$2.37K
GEVO icon
549
Gevo
GEVO
$382M
$2K ﹤0.01%
10
+2
+25% +$435
HLF icon
550
Herbalife
HLF
$1.29B
$2K ﹤0.01%
+66
New +$2.08K
20 21
22
23 24

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.