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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEPT
526
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$3K ﹤0.01%
2
– –
DBD
527
DELISTED
Diebold Nixdorf Incorporated
DBD
$3K ﹤0.01%
125
+2
+2% +$51
AUY
528
DELISTED
Yamana Gold, Inc.
AUY
$3K ﹤0.01%
+515
New +$2.31K
RSX
529
DELISTED
VanEck Russia ETF
RSX
$3K ﹤0.01%
+200
New +$3.41K
PVG
530
DELISTED
PRETIUM RESOURCES INC.
PVG
$3K ﹤0.01%
+300
New +$2.38K
BREW
531
DELISTED
Craft Brew Alliance, Inc.
BREW
$3K ﹤0.01%
240
– –
SDRL
532
DELISTED
Seadrill Limited Common Stock
SDRL
$3K ﹤0.01%
3
-1
-25% -$951
TUES
533
DELISTED
Tuesday Morning Corp
TUES
$3K ﹤0.01%
400
– –
MXWL
534
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
NFX
535
DELISTED
Newfield Exploration
NFX
$3K ﹤0.01%
64
– –
GOV
536
DELISTED
Government Properties Income Trust
GOV
$3K ﹤0.01%
115
– –
PX
537
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
-134
-84% -$15.2K
WIN
538
DELISTED
Windstream Holdings Inc
WIN
$3K ﹤0.01%
61
– –
CBI
539
DELISTED
Chicago Bridge & Iron Nv
CBI
$3K ﹤0.01%
100
– –
WPT
540
DELISTED
World Point Terminals, LP
WPT
– –
0
– –
FTR
541
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
37
– –
GG
542
DELISTED
Goldcorp Inc
GG
$3K ﹤0.01%
135
+35
+35% +$620
ETP
543
DELISTED
Energy Transfer Partners L.p.
ETP
– –
0
– –
AGG icon
544
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
BDJ icon
545
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$2K ﹤0.01%
+287
New +$2.19K
CALM icon
546
Cal-Maine
CALM
$4.01B
$2K ﹤0.01%
+50
New +$2.36K
CIG icon
547
CEMIG Preferred Shares
CIG
$6.21B
$2K ﹤0.01%
2,148
– –
EXC icon
548
Exelon
EXC
$46.9B
$2K ﹤0.01%
81
– –
GEVO icon
549
Gevo
GEVO
$375M
$2K ﹤0.01%
8
– –
ICE icon
550
Intercontinental Exchange
ICE
$83.7B
$2K ﹤0.01%
+40
New +$2.02K
20 21
22
23 24

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.