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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
526
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$3K ﹤0.01%
94
– –
STZ icon
527
Constellation Brands
STZ
$23.2B
$3K ﹤0.01%
+20
New +$2.89K
TRIP icon
528
TripAdvisor
TRIP
$1.26B
$3K ﹤0.01%
40
– –
X
529
DELISTED
US Steel
X
$3K ﹤0.01%
170
– –
XES icon
530
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$3K ﹤0.01%
20
– –
XLY icon
531
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$3K ﹤0.01%
66
-28
-30% -$1.04K
NEPT
532
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$3K ﹤0.01%
+2
New +$2.99K
BFX
533
DELISTED
BowFlex Inc.
BFX
$3K ﹤0.01%
133
– –
SDRL
534
DELISTED
Seadrill Limited Common Stock
SDRL
$3K ﹤0.01%
4
– –
TUES
535
DELISTED
Tuesday Morning Corp
TUES
$3K ﹤0.01%
400
– –
AGN
536
DELISTED
Allergan plc
AGN
$3K ﹤0.01%
13
– –
MXWL
537
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
WPT
538
DELISTED
World Point Terminals, LP
WPT
– –
0
– –
ALU
539
DELISTED
Alcatel-Lucent
ALU
$3K ﹤0.01%
868
-311
-26% -$1.14K
FTR
540
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
37
-1
-3% -$73
ACTG icon
541
Acacia Research
ACTG
$470M
$2K ﹤0.01%
+500
New +$1.83K
AGG icon
542
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
BKD icon
543
Brookdale Senior Living
BKD
$3.4B
$2K ﹤0.01%
+95
New +$1.45K
CIG icon
544
CEMIG Preferred Shares
CIG
$6.01B
$2K ﹤0.01%
2,148
– –
DUG icon
545
ProShares UltraShort Energy
DUG
$22M
$2K ﹤0.01%
+1
New +$1.48K
EDIT icon
546
Editas Medicine
EDIT
$442M
$2K ﹤0.01%
+50
New +$1.31K
ERIC icon
547
Ericsson
ERIC
$33.3B
$2K ﹤0.01%
160
– –
EXAS
548
DELISTED
Exact Sciences
EXAS
$2K ﹤0.01%
+300
New +$1.92K
EXC icon
549
Exelon
EXC
$47B
$2K ﹤0.01%
81
– –
FSLR icon
550
First Solar
FSLR
$26.9B
$2K ﹤0.01%
30
– –
20 21
22
23 24

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.