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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIG icon
526
CEMIG Preferred Shares
CIG
$6.01B
$2K ﹤0.01%
2,148
– –
ERIC icon
527
Ericsson
ERIC
$33.3B
$2K ﹤0.01%
160
-400
-71% -$3.89K
ESPR
528
DELISTED
Esperion Therapeutics
ESPR
$2K ﹤0.01%
+100
New +$2.52K
EXC icon
529
Exelon
EXC
$47B
$2K ﹤0.01%
81
– –
FEZ icon
530
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$2K ﹤0.01%
46
– –
FSLR icon
531
First Solar
FSLR
$26.9B
$2K ﹤0.01%
30
– –
FXA icon
532
Invesco CurrencyShares Australian Dollar Trust
FXA
$98M
$2K ﹤0.01%
30
– –
HACK icon
533
Amplify Cybersecurity ETF
HACK
$2.9B
$2K ﹤0.01%
75
– –
HRI icon
534
Herc Holdings
HRI
$5.61B
$2K ﹤0.01%
43
– –
IEF icon
535
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2K ﹤0.01%
20
– –
IEI icon
536
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$2K ﹤0.01%
15
– –
IGSB icon
537
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2K ﹤0.01%
30
– –
INO icon
538
Inovio Pharmaceuticals
INO
$69M
$2K ﹤0.01%
28
– –
IXC icon
539
iShares Global Energy ETF
IXC
$2.76B
$2K ﹤0.01%
80
-135
-63% -$4.15K
IYY icon
540
iShares Dow Jones US ETF
IYY
$3.06B
$2K ﹤0.01%
40
– –
KNDI
541
Kandi Technologies Group
KNDI
$65.5M
$2K ﹤0.01%
200
– –
KW
542
DELISTED
Kennedy-Wilson Holdings
KW
$2K ﹤0.01%
+100
New +$2.46K
LNC icon
543
Lincoln National
LNC
$8.81B
$2K ﹤0.01%
45
– –
MTEX icon
544
Mannatech
MTEX
$9.24M
$2K ﹤0.01%
100
– –
NAT icon
545
Nordic American Tanker
NAT
$1.37B
$2K ﹤0.01%
+101
New +$1.53K
NEM icon
546
Newmont
NEM
$119B
$2K ﹤0.01%
100
-100
-50% -$1.84K
NXPI icon
547
NXP Semiconductors
NXPI
$60.4B
$2K ﹤0.01%
25
-25
-50% -$2.14K
PCY icon
548
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$2K ﹤0.01%
76
– –
BCIC
549
BCP Investment Corp
BCIC
$92.9M
$2K ﹤0.01%
56
– –
QSR icon
550
Restaurant Brands International
QSR
$25.8B
$2K ﹤0.01%
43
– –
20 21
22
23 24

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.