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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNQ icon
526
Canadian Natural Resources
CNQ
$93.8B
$2K ﹤0.01%
207
-527
-72% -$5.8K
CROX icon
527
Crocs
CROX
$6.55B
$2K ﹤0.01%
122
– –
EWZ icon
528
iShares MSCI Brazil ETF
EWZ
$8.95B
$2K ﹤0.01%
+100
New +$2.67K
EXC icon
529
Exelon
EXC
$47B
$2K ﹤0.01%
81
– –
FEZ icon
530
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$2K ﹤0.01%
46
-34
-43% -$1.25K
FXA icon
531
Invesco CurrencyShares Australian Dollar Trust
FXA
$98M
$2K ﹤0.01%
+30
New +$2.18K
HACK icon
532
Amplify Cybersecurity ETF
HACK
$2.9B
$2K ﹤0.01%
75
-100
-57% -$2.89K
HRI icon
533
Herc Holdings
HRI
$5.61B
$2K ﹤0.01%
43
– –
IEF icon
534
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2K ﹤0.01%
+20
New +$2.12K
IEI icon
535
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$2K ﹤0.01%
+15
New +$1.85K
IGSB icon
536
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2K ﹤0.01%
+30
New +$1.58K
INO icon
537
Inovio Pharmaceuticals
INO
$69M
$2K ﹤0.01%
28
– –
IYY icon
538
iShares Dow Jones US ETF
IYY
$3.06B
$2K ﹤0.01%
+40
New +$2.05K
LBRDA icon
539
Liberty Broadband Class A
LBRDA
$5.16B
$2K ﹤0.01%
34
– –
LBRDK icon
540
Liberty Broadband Class C
LBRDK
$5.15B
$2K ﹤0.01%
33
– –
LNC icon
541
Lincoln National
LNC
$8.81B
$2K ﹤0.01%
45
– –
M icon
542
Macy's
M
$6.68B
$2K ﹤0.01%
36
– –
MTEX icon
543
Mannatech
MTEX
$9.24M
$2K ﹤0.01%
100
– –
PBW icon
544
Invesco WilderHill Clean Energy ETF
PBW
$429M
$2K ﹤0.01%
120
– –
PCY icon
545
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$2K ﹤0.01%
+76
New +$2.1K
QSR icon
546
Restaurant Brands International
QSR
$25.8B
$2K ﹤0.01%
+43
New +$1.7K
RGLD icon
547
Royal Gold
RGLD
$19.5B
$2K ﹤0.01%
52
+1
+2% +$51
RIG icon
548
Transocean
RIG
$5.82B
$2K ﹤0.01%
172
-5
-3% -$69
RSPH icon
549
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2K ﹤0.01%
150
– –
SITC icon
550
SITE Centers
SITC
$165M
$2K ﹤0.01%
94
– –
20 21
22
23 24

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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.