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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
526
DELISTED
Marathon Oil Corporation
MRO
$3K ﹤0.01%
+90
New +$2.86K
Y
527
DELISTED
Alleghany Corp
Y
$3K ﹤0.01%
6
– –
BREW
528
DELISTED
Craft Brew Alliance, Inc.
BREW
$3K ﹤0.01%
252
– –
MXWL
529
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
300
– –
SEP
530
DELISTED
Spectra Engy Parters Lp
SEP
$3K ﹤0.01%
51
+1
+2% +$54
SWC
531
DELISTED
Stillwater Mining Co
SWC
$3K ﹤0.01%
200
– –
AZUR
532
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$3K ﹤0.01%
+144
New +$2.67K
ESV
533
DELISTED
Ensco Rowan plc
ESV
$3K ﹤0.01%
+25
New +$3.58K
AGG icon
534
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
ALGT icon
535
Allegiant Air
ALGT
$2.57B
$2K ﹤0.01%
12
– –
APD icon
536
Air Products & Chemicals
APD
$67.5B
$2K ﹤0.01%
15
– –
CHGG icon
537
Chegg
CHGG
$102M
$2K ﹤0.01%
295
– –
COF icon
538
Capital One
COF
$133B
$2K ﹤0.01%
20
– –
DENN
539
DELISTED
Denny's
DENN
$2K ﹤0.01%
+200
New +$1.77K
LBRDA icon
540
Liberty Broadband Class A
LBRDA
$5.16B
$2K ﹤0.01%
+34
New +$1.68K
M icon
541
Macy's
M
$6.74B
$2K ﹤0.01%
36
-100
-74% -$6.05K
NFRA icon
542
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.02B
$2K ﹤0.01%
+50
New +$2.26K
NWSA icon
543
News Corp Class A
NWSA
$15.4B
$2K ﹤0.01%
102
– –
PHG icon
544
Philips
PHG
$26.2B
$2K ﹤0.01%
117
– –
PHX
545
DELISTED
PHX Minerals
PHX
$2K ﹤0.01%
+100
New +$2.11K
RSPH icon
546
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$783M
$2K ﹤0.01%
150
– –
SITC icon
547
SITE Centers
SITC
$165M
$2K ﹤0.01%
94
– –
NSLR
548
Neostellar Capital Corp
NSLR
$256M
$2K ﹤0.01%
+385
New +$2.38K
TBF icon
549
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2K ﹤0.01%
+67
New +$1.77K
TDTT icon
550
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$2K ﹤0.01%
+100
New +$2.46K
20 21
22
23 24

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.